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Showing 841 - 850 of 1135 results for "Representatives"

ASIC cancel Morrison Carr AFSL

LINDA HAUSKEN  |  TUESDAY, 31 JUL 2012
... Investments Commission (ASIC) said Carr provided financial planning and credit advice via its network of 42 authorised representatives and seven credit representatives located in offices around Australia. "Carr has filed an application for review and ...

UniSuper wins contact centre award

LINDA HAUSKEN  |  FRIDAY, 20 JUL 2012
UniSuper has been named winner of the ATA Victorian Contact Centre of the Year award. Last month, three representatives from Australia's peak national body for the contact centre industry spent time with UniSuper's contact centre consultants to judge ...

Count counts more advisers

MELANIE TIMBRELL  |  FRIDAY, 29 JUN 2012
Count Financial added nine practices and 24 new Authorised Representatives in June. Count has attributed the growth to a recent restructure that saw the appointment of Judy Clark as senior executive for practice development in April and an increase ...

Indonesia woos infra investment

MELANIE TIMBRELL  |  WEDNESDAY, 27 JUN 2012
... and China. The country's efforts to attract foreign investment received a boost in December when their House of Representatives passed land reform legislation enabling the government to purchase land needed for public infrastructure projects including ...

ALI penalised after compliance failures

BEN COLLINS  |  WEDNESDAY, 20 JUN 2012
... financial services license in April 2003, ALI Group failed to notify ASIC of the appointment of all authorised representatives, It also failed to include the relevant AR's details on ALI Group's Financial Service Guides and engaged in activities that ...

ASIC warns against fake investment group

LINDA HAUSKEN  |  TUESDAY, 12 JUN 2012
... Investment Group, an unlicensed financial services business, which offers fake investment opportunities. Connaught representatives are cold calling people for investment purposes while quoting the Australian Financial Service (AFS) licence and Australian ...

SuperStream levy unclear

MELANIE TIMBRELL  |  MONDAY, 4 JUN 2012
... Government on Superstream implementation, with members acting in an individual capacity, rather than as organisational representatives.

APRA: Third line of defence in Trio-style fraud

BEN COLLINS  |  FRIDAY, 1 JUN 2012
... Superannuation Legislation Amendment (Trustee Obligations and Prudential Standards) Bill, passed by the House of Representatives on 23 May 2012 will give APRA a greater ability to deal with issues of poor trustee governance. "There will be a new obligation ...

Coalition clears up FOFA questions

MELANIE TIMBRELL  |  MONDAY, 28 MAY 2012
... cabinet and coalition party room. The recommendations formed the basis for proposed amendments during the House of Representatives debate on FOFA, said Cormann, but were voted down, although they will be carried forward as coalition policy to the next ...

ASIC warns industry about misusing term independent

LINDA HAUSKEN  |  THURSDAY, 3 MAY 2012
... amend the statement in each of the 21 instances. In the future, AFS licensees must ensure that statements made by representatives in any published material comply with the relevant provisions of the Corporations Act, said ASIC.