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Showing 791 - 800 of 1909 results for "Disclosure"

Global regulation hub launched for asset managers

JAMIE WILLIAMSON  |  WEDNESDAY, 27 JUN 2018
... (AIFs). Topics covered include the process of registering a UCITS; local agency requirements; continuing obligations and disclosure requirements; requirements for marketing materials; information on marketing permissions; and the definition of marketing ...

Fidante eyes actively managed ETFs

KANIKA SOOD  |  THURSDAY, 14 JUN 2018
... past, Saines said. "One of the issues with exchange traded ETFs, and this goes for listed companies is that investor disclosure is very important. If you are an active fund manager, the composition of your portfolio is really your intellectual property," ...

Prospa postpones IPO after consultation with Macquarie, UBS

HARRISON WORLEY  |  FRIDAY, 8 JUN 2018
... Prospa added it was satisfied the issues discussed with ASIC were not material to its IPO, it also said no additional disclosure was required in the prospectus. Additionally, the company said it had the complete support of its board and existing shareholders ...

Instos partner with Canadian government

JAMIE WILLIAMSON  |  THURSDAY, 7 JUN 2018
Several global institutional investors representing more than $7 trillion in assets have joined with the Canadian government to invest in gender equality and infrastructure in emerging and frontier markets. In partnership with the Canadian government ...

ASIC bans former AMP adviser

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
... Luplau failed to provide clients with a clear and precise investment strategy and did not give clients appropriate disclosure about the benefits or consequences of replacing their existing financial products. Luplau served as an employee of Westpac for ...

Poor SoAs hindering advice process

JAMIE WILLIAMSON  |  MONDAY, 21 MAY 2018
... typically due to licensee and adviser disclosures on related parties and other conflicts of interest. "Much of the disclosure can and should be referenced within other advice documents, such as the financial services guide and product disclosure statements," ...

Blue Sky short seller launches new fund

KANIKA SOOD  |  FRIDAY, 18 MAY 2018
One of the men behind the US hedge fund which successfully shorted Blue Sky Alternative Investments is starting an activist investment fund of his own. Former Glaucus Research director and chief investment officer at Glaucus Investments, Soren Aandahl ...

Australian asset owners support first stewardship code

DARREN SNYDER  |  THURSDAY, 17 MAY 2018
... country's $2.6 trillion superannuation system. "The code's six clear principles should form the cornerstone of disclosure when it comes to stewardship activities," Silk said. He added as the $130 billion super fund continues to grow and its holdings ...

AMP hit with another proposed class action

JAMIE WILLIAMSON  |  TUESDAY, 15 MAY 2018
... [revealed by the Royal Commission] to the ASX amounts to misleading and deceptive conduct and a breach of its continuous disclosure obligations under the Corporations Act 2001 (Cth) and the ASX Listing Rules." Two shareholder class actions have already ...

Budget measures to drive up super costs

ALEX BURKE  |  MONDAY, 14 MAY 2018
... fees payable to service providers. This change may require changes to governing rules, administration systems, product disclosure and other member communications," he said. It should be noted several superannuation funds have done away with exit fees. ...