Search Results | Showing 61 - 70 of 166 results for "Practice of" |
| | | ASIC and the FPA have made several recommendations to the Royal Commission, including eliminating the practice of grandfathered advice commissions. In its second round submission to the Commission, ASIC said it was concerned ongoing advice arrangements ... |
| | | | ... said. Fees for no service include instances where AMP charged fees due to an administrative error and through the practice of retaining fees during buy back arrangements known as "ring-fencing" and "the 90-day exception". "Between 2010 and 2016, of the ... |
| | | | ... before the Royal Commission - as a five minute read. 27 April: It's a wrap ASIC sent an executive to testify on its practice of negotiating the outcomes of enforceable undertakings with financial advice licensees. At the SMSF Expo in Melbourne, SMSF ... |
| | | | ... advice from Henderson in late- 2016, having come across Henderson's name as the 2016 Association of Financial Advisers' Practice of the Year winner. She said she was also motivated by the fact that she had regularly seen Henderson on television, hosting ... |
| | | | The Royal Commission today questioned ASIC over its practice of heavily negotiating enforceable undertaking outcomes with financial advice licensees. Senior Counsel Assisting Rowena Orr asked ASIC senior executive leader - financial advisers, Louise ... |
| | | | ... not happy with Henderson's tone and what he was potentially insinuating. Orr questioned the logic behind the FPA's practice of reaching an appropriate disciplinary action with the member over imposing immediate sanctions. The negotiations with Henderson ... |
| | | | ... advice from Henderson in late- 2016, having come across Henderson's name as the 2016 Association of Financial Advisers' Practice of the Year winner. She said she was also motivated by the fact that she had regularly seen Henderson on television, hosting ... |
| | | | ... suggest that there was a common understanding amongst a number of different teams at AMP that there had been a separate practice of ring-fencing going on throughout the period after 2015," Hodge said. "Yes, I think that's correct," Regan responded. Hodge ... |
| | | | ... client testimonials were outstanding and a testament to his work," De Gori said. The firm took out the Professional Practice of the Year Award for its industry thought-leadership, client education, and for promoting professional advice. The practice ... |
| | | | ... Planning Luke McCoy CFP(R) - Elevate Financial Solutions Reuben Zelwer CFP(R) - Adapt Wealth Management FPA Professional Practice of the Year Award Capital Partners Private Wealth Advisers - Perth (WA) Eureka Whittaker Macnaught - Sydney & Brisbane (NSW ... |
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