Search Results | Showing 61 - 70 of 73 results for "IOS" |
| | | A major review into the causes of the sub-prime crisis has been released and its key message is that if fiduciaries don't understand structured products, they should not invest in them. The International Organisation of Securities Commissions has issued ... |
| | | | The opposition has refuted Senator Nick Sherry's claim that the government action on short selling is in-line with the International Organisation of Securities Commissions (IOSCO) report, declaring the government misrepresented the report. Minister ... |
| | | | ... management technology to investment firm Elston Partners. Under the arrangement, Elston Partners will be using IRESS (market data), IOS (trading and order management), IPS (portfolio administration, compliance, tax and reporting), XPLAN (client relationship ... |
| | | | The creation of a 'super' regulator, in which securities commissions around the world agree to govern under a unifying set of principles that crosses national boundaries, might just be the key to prevent a repeat of the global financial crises. Speaking ... |
| | | | ... Financial Services Ombudsman (BFSO), the Financial Industry Complaints Service (FICS) and the Insurance Ombudsman Service (IOS). The service is free to consumers. It can make decisions that are binding on participating financial services providers. Colin ... |
| | | | Credit rating agencies are bowing to the pressure of investors, issuers, and underwriters to change their ratings, a new survey shows. A recent member opinion poll conducted by the CFA Institute found that 11 per cent of those surveyed witnessed a CRA ... |
| | | | ... Industry Complaints Service (FICS), the Banking and Financial Ombudsman Service (BFSO) and the Insurance Ombudsman Service (IOS). The three schemes deal with most consumer complaints about financial services and cover the vast majority of retail financial ... |
| | | | In a pointer to where the Senate Inquiry into private equity will most likely head, the UK Financial Services Authority (FSA) has issued a statement about how it intends to regulate private equity - collect more statistics, hold yet more inquiries but ... |
| | | | ASIC will give credit ratings agencies a break from the financial services licensing regime, in relation to their credit ratings on debt type instruments only. The relief will exempt Moody's Investors Service Pty Limited, Standard & Poor's (Australia) ... |
| | | | At the Law and Finance conference yesterday, lawyer and Minter Ellison Partner, Stephen Etkind, warned that fund managers and institutional investors would have to be on their toes with their advertising standards. Etkind sent out a stern warning and ... |
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