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Showing 61 - 70 of 401 results for "Advice for"

E&P chief exits early

KARREN VERGARA  |  MONDAY, 4 DEC 2023
... November 2023," E&P said. E&P settled the Shine-led class action, which related to representatives giving conflicted advice for its in-house product, the Masters Residential Property Fund (URF), for $16 million. Shine alleged that E&P's financial ...

OnePath cops $5m fine over fees for no service

CASSANDRA BALDINI  |  THURSDAY, 30 NOV 2023
... decision pertaining to fees for no service within a week, following the $12 million penalty imposed on Mercer Financial Advice for inappropriately charging fees to customers. Mercer admitted that, between July 2016 and June 2019, it failed to invite ...

Alpine Capital launches in Melbourne

CHLOE WALKER  |  FRIDAY, 20 OCT 2023
... spearhead and run the corporate finance division, where we're going to do deals, raise capital, provide corporate advice for emerging companies, be it private or public," he said. "Institutional broking will be led by Phil, selling deals that we're ...

Former AMP Capital executive takes over at Selfwealth

CASSANDRA BALDINI  |  THURSDAY, 19 OCT 2023
... "comprehensive" search, Keary has been appointed to the top job. In March, Keary resigned as chief executive of Ignition Advice for Asia Pacific, a role he held for two years. Since, amid consulting gigs, he's served as chair of Ensombl. Keary spent ...

New advice firm hits Melbourne

CHLOE WALKER  |  WEDNESDAY, 18 OCT 2023
... are on track on a daily basis, rather than just at review time." Sauer said Source Wealth will provide goals-based advice for all clients, ranging from young professionals to retirees, across cash flow and goals projections, budgeting, debt management ...

LGT Crestone hires from Future Fund

ELIZABETH FRY  |  MONDAY, 28 AUG 2023
... Australia. "We are confident he will make significant contributions to our ability to provide strategically tailored advice for our clients." On his new role, Tan commented: "Joining LGT Crestone marks an exceptional opportunity to work alongside a highly ...

Financial Standard kicks off Power50 voting

JAMIE WILLIAMSON  |  MONDAY, 21 AUG 2023
... as role models in the way they conduct their professional practice, or revolutionising and democratising financial advice for the masses. All advisers who have progressed to the voting round have been vetted against ASIC's Financial Advisers Register ...

ASIC slaps interim stop order on ClearView

KARREN VERGARA  |  WEDNESDAY, 19 JUL 2023
... through to age 65. Clearview Life is now prohibited from engaging in retail product distribution and providing general advice for the income protection products to new customers. The orders are valid for 21 days unless revoked earlier. ASIC said it expects ...

Industry bodies respond to QAR recommendations

KARREN VERGARA  |  TUESDAY, 13 JUN 2023
... consumer outcomes have not improved." CHOICE was pleased with how the government omitted large institutions from providing advice for the meantime. "The recommendations that would have slashed consumer protections for advice provided by banks, insurers ...

Former adviser jailed for nine years

KARREN VERGARA  |  MONDAY, 24 APR 2023
... Sentinel were only authorised to provide financial advice regarding a limited number of investments and could not provide advice for investments outside this scope," the court heard. "Sentinel never approved investment in individual company shares, nor ...