Search Results | Showing 781 - 790 of 1875 results for "broker" |
| | | The head of Bombora Advice, which has just acquired two new financial advice practices, has defended commission based remuneration structures for risk advisers. Commenting on the recent inquiries into commission-based remuneration structures in the ... |
| | | | Enforcing minimum qualifications for financial advisers will lead to many leaving the industry, according to Connect Financial Services Brokers chief executive Paul Tynan. Speaking to Financial Standard, Tynan pointed to the results of introducing minimum ... |
| | | | ... can be properly integrated, and office and administration costs can be shared. Most importantly, it means the mortgage broker becomes an integral part of the business." |
| | | | UBS will pull out of wealth management in Australia and is selling off the business to existing advisers. Former head of UBS Wealth Management Mike Chisholm, together with a group of senior advisers, has established Crestone Wealth Management with Chisholm ... |
| | | | ASIC has banned the Australian "mastermind" of the UK's biggest ever boiler room scheme from practising financial services. From 2003 to 2007, Jeffrey Revell-Reade made A£70 million selling equities in non-existent companies via brokers in Madrid to ... |
| | | | ASIC has banned a mortgage broker from engaging in credit activities and from providing financial services for 10 years following her conviction for loan fraud. In September 2014 and following an ASIC investigation, Shashi Kanta Prasad, also known as ... |
| | | | ... will leverage its extensive network-which includes more than 740 asset managers and relationships with many exchanges and broker dealers around the globe-to create a critical mass of liquidity focused on the corporate bond market," he said. |
| | | | ... has led them towards fixed income investments. This thinking is becoming much more embedded in a financial adviser's and broker's asset class diversification models and model portfolios for individual investors," Murphy said. "Australia has long lacked ... |
| | | | ... toll roads, telecommunications towers and electricity, gas and renewable energy utilities. A priority (shareholder) offer, broker firm offer and general offer will be made along with the prospectus. This is likely to occur on May 26. "Argo is delighted ... |
| | | | ASIC has banned a Sydney broker for three years after it found she had been operating outside the bounds of her credit licence. Under the licence's terms, Siv Lim, working as an independent contractor for Audi Parramatta, was not permitted to assist ... |
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