Search Results | Showing 781 - 790 of 6447 results for "Regulatory" |
| | | ... members' retirement needs. She will also be responsible for ensuring HESTA's compliance with industry standards and regulatory obligations, the fund said. O'Shea has worked in superannuation and financial services for more than a decade. She began her ... |
| | | | ... and strong collateral protection. "Australia's mature market, supported by robust economic foundations, strict regulatory requirements for banks and the need for more alternative capital sources provides a good foundation for long-term investment ... |
| | | | Licensees are generally slow to report to ASIC because of deficient internal processes and poor monitoring of compliance with the reportable situations regime, a review found. Recent surveillance by ASIC found financial services and credit licensees ... |
| | | | ASIC commissioner Alan Kirkland had told financial advisers and superannuation trustees that more needs to be done to ensure better retirement outcomes for Australians. It comes after ASIC released its superannuation choice products and their focus ... |
| | | | ... IDR processes or in IDR data reporting," he said. "Our ongoing analysis of the IDR data will also inform our other regulatory activities, so industry can expect to hear more from ASIC on this issue." The Australian Financial Complaints Authority (AFCA) ... |
| | | | ... technology, differentiate our ability to serve clients." The transaction is expected to close in mid-2025 subject to regulatory approvals and customary closing conditions. |
| | | | ... professional financial planners are being challenged more than ever before. The rapid pace and uncertainty surrounding regulatory change, rising costs, falling numbers of professional financial advisers, and improving public perceptions of our profession ... |
| | | | APRA deputy chair Margaret Cole and ASIC deputy chair Sarah Court have sent a letter to superannuation trustees reminding them of their obligations under the Financial Accountability Regime (FAR) before it takes effect next year. The FAR commenced for ... |
| | | | The Federal Court has ordered Sasha Hopkins to pay $1.25 million and be disqualified for four years, in proceedings brought by ASIC. The court also ordered that The A Team Property Group, five of the investment schemes and associated companies be wound ... |
| | | | Texas and 10 other Republican-led states are suing BlackRock, State Street and Vanguard, saying their climate activism violated antitrust laws and caused reduced coal production and higher energy prices. Texas Attorney General Ken Paxton filed a case ... |
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