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Showing 741 - 750 of 4157 results for "April"

Mawhinney appeals 20-year ban

ELIZABETH MCARTHUR | MONDAY, 11 APR 2022

... director of all the companies. Mawhinney's 20-year ban from fundraising and promoting investment products was announced in April 2021. The Federal Court chose to restrain Mawhinney from promoting and raising funds through financial products for 20 years ...

Yarra Capital Management hunts distribution lead

JAMIE WILLIAMSON | MONDAY, 11 APR 2022

... managing director and head of distribution. When Nikko's Australian business was acquired by Yarra Capital Management in April 2021, he transferred to Yarra in the same role. "I look forward immensely to returning to work with the team at Nikko AM ...

BT Funds Management fined $20m

JAMIE WILLIAMSON | FRIDAY, 8 APR 2022

... commissions does not occur," Court said. BT Funds Management said it expects to complete remediation for adviser commissions by April 30. The remediation is expected to total $9.8 million and be paid to 9958 members.

COVID-19 financial advice relief to be repealed

ANDREW MCKEAN | FRIDAY, 8 APR 2022

ASIC will allow the COVID-19 advice-related relief instrument to automatically repeal on 15 April 2022. The COVID-19 instrument commenced on 15 April 2021. This was an extension of a raft of relief measures that were initially introduced in April 2020. ...

T. Rowe Price appoints new chief operating officer

ANDREW MCKEAN | FRIDAY, 8 APR 2022

... Global asset management company T. Rowe Price Group has announced Kimberly Johnson as chief operating officer, effective 29 April 2022. Johnson will serve on the management committee and will report to chief executive and president Rob Sharps. As chief ...

Westpac fined $1.5m for mis-selling insurance

ANDREW MCKEAN | FRIDAY, 8 APR 2022

... result of Westpac's issuance of consumer credit insurance policies to 141 customers who did not request the product between April-July 2015. Moreover, Westpac sent a letter to each customer to assert the right to payment of insurance premiums and debited ...

New head of markets, securities services at HSBC

ELIZABETH MCARTHUR | THURSDAY, 7 APR 2022

... promoted from within HSBC to head of markets and securities services, Australia and New Zealand. He started in the role on April 1, having first joined HSBC in 2004. Wheeler has held several senior roles in markets and securities services, including ...

NGS closes socially responsible option

ELIZABETH MCARTHUR | TUESDAY, 5 APR 2022

... responsible option - and altered fees. NGS is closing its Socially Responsible Diversified option to new members from 20 April 2022. From that date, its Shares Plus and Moderate Growth options will also be closed to new applicants. All three options ...

Superhero to offer Qantas points

ELIZABETH MCARTHUR | MONDAY, 4 APR 2022

... number to their Superhero account and complete an Australian or US share or ETF trade via their Superhero trading account in April. Every eligible trade on the Superhero platform is counted as one entry and Superhero investors can enter a maximum of ...

PIMCO dumps LIT launch

JAMIE WILLIAMSON | MONDAY, 4 APR 2022

... fees for LITs and LICs in January 2020. The LIT was being spruiked to potential investors and was due to list on the ASX on April 21, however PIMCO will not continue with the listing, confirming it has withdrawn its application. PIMCO head of Australia ...

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Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

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