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Showing 731 - 740 of 4457 results for "October"

Victorian AR charged with providing unlicensed advice

CASSANDRA BALDINI  |  WEDNESDAY, 13 JUL 2022
... Commonwealth Director of Public Prosecutions after an investigation and referral by ASIC. It will be next listed for mention on October 4 in the Magistrate's Court of Victoria.

Don't forget: Adviser exam deadline looms

CHLOE WALKER  |  MONDAY, 11 JUL 2022
... exam. Bookings for this sitting close at 11.59pm on Tuesday, July 12. If those advisers do not pass the July sitting, October 1 they will no longer be able to provide personal advice and their licensee will be forced to revoke their authorisation. "Financial ...

UK regulator appoints Camille Blackburn to leadership team

CASSANDRA BALDINI  |  WEDNESDAY, 6 JUL 2022
... ASIC and Westpac senior executive Camille Blackburn as director of wholesale buy-side. Blackburn will join the FCA in October from Legal & General Investment Management, where she is currently the global chief compliance officer, responsible for the ...

FS Power50 nominations open for 2022

CASSANDRA BALDINI  |  MONDAY, 4 JUL 2022
... pass the final editorial vetting screen and will be featured in the FS Power50 Most Influential Advisers Guide, out 31 October 2022. In 2021, 140 advisers were nominated and 99 progressed to the voting stage. To nominate yourself or a worthy adviser ...

More than 1700 advisers gone already

JAMIE WILLIAMSON  |  FRIDAY, 1 JUL 2022
... least one financial adviser attached that entered the market in the year to June. With the adviser exam deadline set for October 1, it's expected more departures will be seen in the coming months. Editor's note: In conducting the analysis, Financial ...

CareSuper grows leadership team

JAMIE WILLIAMSON  |  WEDNESDAY, 29 JUN 2022
... oversees the risk and compliance team and will manage CareSuper's relationship with regulators. Before joining CareSuper in October 2021, Nguyen was head of enterprise risk management at Aware Super and has previously held roles with VicSuper, Mercer ...

MLC Life enhances income product range

ANDREW MCKEAN  |  WEDNESDAY, 29 JUN 2022
... specific requirements. We will continue to make enhancements over time." Income Assure and Income Assure+ were launched in October 2021. "They provide income protection insurance with a range of cover options to suit specific needs and budgets, making ...

Andrew Formica to return to Australia

JAMIE WILLIAMSON  |  WEDNESDAY, 29 JUN 2022
... Formica has notified Jupiter's board that he intends to retire as chief executive and a director on its board, effective October 1. He was chief executive of the UK-based firm for three years. Prior, he was chief executive of Henderson Group and ...

Squirrel Super to pay over false property claims

JAMIE WILLIAMSON  |  TUESDAY, 21 JUN 2022
... August 2018 the company told ASIC the brochure had only been distributed 602 times, but ASIC found that to be untrue. In October 2018 the company was issued two $12,600 infringement notices by ASIC over the conduct, which it failed to pay. Squirrel asked ...

May exam sees 43% pass rate

JAMIE WILLIAMSON  |  MONDAY, 20 JUN 2022
... candidates that passed have since ceased. Meanwhile, of the 3250 candidates who have re-sat the exam, 68% have passed. From October 1, all advisers must have passed the exam to continue operating. The May sitting was just the second time the exam has ...