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Showing 691 - 700 of 4546 results for "October"

ASIC updates breach reporting guidelines

KARREN VERGARA  |  FRIDAY, 28 APR 2023
... financial advisers, banks and insurance firms that expressed operational issues with the regime since its introduction on 1 October 2021. The updates include the clarification of circumstances in which licensees may group multiple reportable situations ...

Former adviser jailed for nine years

KARREN VERGARA  |  MONDAY, 24 APR 2023
... a representative for Sentinel Wealth when the crimes took place, defrauded clients between $60,000 and $745,000 during October 2016 and March 2020, the District Court of New South Wales heard on April 21, only to use the funds to feed his gambling addiction. ...

High Court rejects Mayfair 101 plea

JAMIE WILLIAMSON  |  MONDAY, 24 APR 2023
... Mawhinney has seen his High Court appeal rejected, allowing ASIC's case against him to be retried in the Federal Court. In October 2022, the Full Federal Court ordered a retrial after it found ASIC's original case against Mawhinney lacked procedural ...

PensionDanmark chief executive to retire

CHLOE WALKER  |  FRIDAY, 21 APR 2023
... the task to develop PensionDanmark into an important supplier of sustainable welfare solutions for common Danes. "As of October 1, I will spend my time on board work, advisory tasks, my family and other private priorities." Pedersen will remain as chief ...

Link Group sells Funds Solutions, settles with FCA

CASSANDRA BALDINI  |  THURSDAY, 20 APR 2023
... Luxembourg and Swiss entities. The FCA has signalled it will support the sale, Link said, which is expected to complete in October. Link has also reached a settlement with the FCA over its involvement in the Woodford collapse, saying the total amount ...

Budget all about responsible economic management: Chalmers

CASSANDRA BALDINI  |  FRIDAY, 14 APR 2023
... he said. "Also, trimming spending where we think that we can get better value for money elsewhere. We did that in the October budget, and we'll be doing it again in May." When pushed further, Chalmers reinforced that Labor does take the IMF's advice ...

Former Shaw and Partners adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 13 APR 2023
... was ceased in February 2022. In all, he had been an adviser for about 20 years. Prior to joining Shaw and Partners in October 2013, he was with Bell Potter Securities for close to 12 years. Ridgway can challenge the ban via the Administrative Appeals ...

Retail super fund pulls the plug

ANDREW MCKEAN  |  WEDNESDAY, 29 MAR 2023
... Following the decision to transfer Aracon Super Fund's divisions, the Oracle Superannuation Plan moved to HUB24 Super in October 2022, and the ARA Retirement Fund was transferred in December 2022. Xplore Super and Pension, is also slated to join ...

ASIC investigates CHESS replacement blunder

KARREN VERGARA  |  WEDNESDAY, 29 MAR 2023
... 12DB, ASIC wants to find out if misleading or deceptive conduct or misleading representations existed between period 28 October 2020 to 28 March 2022. "ASX takes its obligations very seriously and will cooperate fully with ASIC," the exchange said in ...

ASIC revisits IDPS sunsetting orders

ANDREW MCKEAN  |  TUESDAY, 28 MAR 2023
... and ensure a segregated portfolio is maintained for each client's assets. These orders are set to expire ('sunset') on October 1, unless they are remade. ASIC believes these class orders are operating effectively and efficiently and remain a vital part ...