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Showing 721 - 730 of 8710 results for "Regulator"

Labor wins: What super, advice industries want

ELIZA BAVIN  |  MONDAY, 5 MAY 2025
Industry groups representing financial advice and superannuation have congratulated Anthony Albanese and the Labor government for the overwhelming federal election win over the weekend. Super Members Council (SMC) said it is looking forward to working ...

ASIC bans unlicensed WA adviser

ELIZA BAVIN  |  FRIDAY, 2 MAY 2025
... right to appeal to the Administrative Review Tribunal for a review of ASIC's decision. The decision comes after the regulator determined Kendrick had not been licensed or authorised to provide financial services under an Australian financial services ...

Vado Private announces senior hire

ELIZABETH FRY  |  THURSDAY, 1 MAY 2025
Vado Private, the private credit provider, has recruited a funds management lead as demand for private corporate loans soars. Mark Zukerman has been appointed to the newly created position and will join the investment committee, ensuring the private ...

Frontier Advisors lands major mandate from asset management giant

ANDREW MCKEAN  |  THURSDAY, 1 MAY 2025
Frontier Advisors has won a mandate from Japan's $350 billion Nissay Asset Management, which is part of the Nippon Life Insurance Group. The mandate will allow Nissay to tap into Frontier's institutional intelligence to support its pension clients. ...

SS&C scores another super mandate

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
SS&C has been awarded a mandate from REI Super to serve as the superannuation fund's administrator. SS&C Global Investor & Distribution Solutions (GIDS) will provide the $2.5 billion fund with superannuation administration services and streamlined operations ...

Global X China Tech ETF in the works

ANDREW MCKEAN  |  THURSDAY, 1 MAY 2025
Global X is preparing to launch a China technology ETF, citing the country's shift from policy planning to delivery, stabilising fundamentals and depressed valuations, while also emphasising the critical nature of selective exposure. Ahead of the launch ...

Clime awarded $183m mandate from US firm

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
Clime Investment management has been awarded a $183 million (US$117 million) mandate as the primary manager of a pending US domiciled public offer fund by Sphinx Investments. Subject to regulatory approval, Sphinx will allocate $183 million (US$117 ...

ASX admits CHESS tech staff 'stretched'

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
The ASX has completed a resourcing and capability review for CHESS, after an outage occurred in late December 2024 which saw a "technical issue" on the CHESS Batch Settlement that disrupted and delayed several days' trade settlements. This outage ...

Finfluencer failed to disclose paid promotions, says regulator

JAMIE WILLIAMSON  |  WEDNESDAY, 30 APR 2025
Days after research from the Ontario regulator found those who make financial decisions based on finfluencers' recommendations are 12 times more likely to be scammed, a Canadian finfluencer was busted for failing to disclose sponsorship of content and ...

Smaller super funds unfairly burdened by regulatory levy model: CPA

ANDREW MCKEAN  |  WEDNESDAY, 30 APR 2025
Members of small and medium-sized super funds have become "collateral damage" in an imperfect regulatory funding model, CPA Australia says, in response to Treasury's proposed levy changes for 2025-26. CPA Australia superannuation lead Richard Webb said ...