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Showing 701 - 710 of 1403 results for "Richard"

Trio: ASIC evidence insufficient to prosecute Flader

LINDA HAUSKEN  |  WEDNESDAY, 6 JUN 2012
... affected the directors of Trio, various financial planners who recommended Trio and Trio's auditor. Trio's investment manager Richard Shawn was sentenced to three years and nine months with a minimum of two-and-a-half years to serve. ASIC is also investigating ...

NAB expands Financial Planning team

LINDA HAUSKEN  |  MONDAY, 28 MAY 2012
... strategic focus will ensure NAB Financial Planning continues to build on its current momentum and deliver results," said Richard Nunn MLC advice & marketing executive general manager. NAB Financial Planning has over 400 planners and $13bn funds under ...

FOFA disadvantages early move on fee-for-service

MELANIE TIMBRELL  |  FRIDAY, 25 MAY 2012
... method through the product fee in this scenario - where's the incentive for them to move to a fee-for-service model?" Richard Batten, partner at Minter Ellison Lawyers, said there may be a lack of consistency with elements of the draft relating to conflicted ...

AFA and TAL launch Female Excellence in Advice Award

LINDA HAUSKEN  |  THURSDAY, 24 MAY 2012
... their clients. "In essence it's a celebration and a showcase of women in the adviser profession in leadership roles," said Richard Klipin, chief executive officer of the Association of Financial Advisers. "We started the award to accomplish two main ...

Bennelong expands Long Short Equity Management

BEN COLLINS  |  THURSDAY, 24 MAY 2012
... added Sam Shepherd to its team, which is currently comprised of analysts Sam Taylor and Michael Baker, and headed up by Richard Fish. As the senior portfolio manager, Shepherd brings with him 20 years of Australian equities experience. Most recently ...

NAB AS wins Maple-Brown Abbott mandate

RACHEL DAVIS  |  WEDNESDAY, 23 MAY 2012
... Servicing comes after a comprehensive selection process of MBA's custodial and administration arrangements for the new funds. Richard Grundy, chief operating officer at MBA said NAB Asset Servicing's local strength and commitment to deliver was a key ...

SPAA: Last resort compensation scheme needed

LINDA HAUSKEN  |  WEDNESDAY, 23 MAY 2012
... across the whole industry," she added. The introduction of a compensation scheme was suggested, but not recommended, by Richard St John in his report examining compensation arrangements for consumers of financial services. This same compensation scheme ...

Property syndicate launches for HNW and SMSFs

BEN COLLINS  |  MONDAY, 21 MAY 2012
... who understand or are being advised by people who understand property cycles are taking full advantage of this," said Richard Stacker, head of Charter Hall Direct Property. "Investors need to be selective on the markets and property sectors they invest ...

Dalidowicz exits AustralianSuper

LINDA HAUSKEN  |  MONDAY, 21 MAY 2012
Richard Dalidowicz has stepped down as senior manager investments of AustralianSuper, following five and a half years with the $43 billion industry super fund. Dalidowicz was responsible for managing the funds' $13bn Australian equities portfolio and ...

Bentham attracts new super mandates

BEN COLLINS  |  THURSDAY, 10 MAY 2012
... new clients were attracted to the yield but also the senior secured nature of loans," said Bentham managing director, Richard Quin. "Investments at the top of the corporate capital structure, such as credit, have a higher priority on a company's cash ...