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Showing 701 - 710 of 1135 results for "Representatives"

Government clarifies adviser register funding

LAURA MILLAN  |  MONDAY, 27 OCT 2014
... adviser's qualifications and professional association memberships; the licensee, previous licensees or authorised representatives and the business name. Other information to be included will be the product areas that an adviser can advise on; any bans ...

Arthur's back. Wait, no he's not

COLIN BRINSDEN, AAP ECONOMICS CORRESPONDENT  |  FRIDAY, 24 OCT 2014
... qualifications and professional association memberships * the adviser's licensee, previous licensees/authorised representatives and business name * what product areas the adviser can provide advice on * any bans, disqualifications or enforceable undertakings ...

Funding for the government's adviser register unclear

LAURA MILLAN  |  FRIDAY, 24 OCT 2014
... adviser's qualifications and professional association memberships; the licensee, previous licensees or authorised representatives and the business name. Other information to be included will be the product areas that an adviser can advise on; any bans ...

Financial Wisdom and Count also subject to higher standards

LAURA MILLAN  |  THURSDAY, 23 OCT 2014
... excited by this opportunity for further development and investment in them." Advisers, existing staff and authorised representatives under these licensees will be required to hold either an advanced diploma in financial planning; a degree in finance ...

Chocolate biscuits and animal spirits

BENJAMIN ONG  |  TUESDAY, 21 OCT 2014
... that is most needed now" but "is something monetary policy can't directly cause." in his address to the House of Representatives a few months ago in August. "...more of the sort of 'animal spirits' needed to support an expansion of the stock of existing ...

Life Insurance and Advice Working Group chair appointed

MARK SMITH  |  FRIDAY, 17 OCT 2014
... effort to find durable solutions in consultation with all stakeholders." The Working Group will include three representatives from the FSC and three from the AFA. The FSC's representatives will be FSC chief executive John Brogden, NAB Wealth group executive ...

ASIC suspends advice firm for three months

LAURA MILLAN  |  WEDNESDAY, 1 OCT 2014
... ensure it had adequate financial resources to provide its services and to carry out supervisory arrangements of its representatives. ASIC's investigation into the group's conduct is continuing and Protect Ensure has the right to seek a review of the ...

AAP adds five boutique firms in a month

LAURA MILLAN  |  MONDAY, 29 SEP 2014
... advisers looking to move away from institutions. AAP now services more than 200 licensees with about 900 authorised representatives, AAP chief executive Soula Cargakis said. "With so many negatives at the moment around institutionally aligned advice ...

FPA rejects FSC adviser regulation plans

ALICE URIBE, LAURA MILLAN  |  WEDNESDAY, 24 SEP 2014
... development of competency standards, adviser education and the register of advisers. The proposed board would include representatives from industry participants such as the Australian Securities and Investments Commission (ASIC), the Tax Practitioners ...

Dover in search of compliance staff

LAURA MILLAN  |  TUESDAY, 23 SEP 2014
... financial planners in total and $1,600 million in funds under advice. The dealer group said that its authorised representatives around the country have identified the need for at least two more compliance officers within the next three to six months. ...