Search Results | Showing 691 - 700 of 938 results for "Representatives 221" |
| | | The Australian Securities & Investments Commission has imposed additional compliance conditions on Sydney-based insurance group, Australian Life Insurance Distribution Pty Ltd for failing to comply with a number of its obligations as an Australian financial ... |
| | | | ASIC has urged consumers to avoid the Sydney based Connaught Investment Group, an unlicensed financial services business, which offers fake investment opportunities. Connaught representatives are cold calling people for investment purposes while quoting ... |
| | | | While accepting that the Australian Prudential Regulation Authority could have done more, deputy chairman Ross Jones has moved to distance the regulator from the Trio disaster, placing the blame with trustees and auditors. "APRA's prudential supervision ... |
| | | | With FOFA legislation due for debate in the Senate next month, the Opposition's spokesperson on Financial Services has provided details on what FOFA would look like under a coalition government. Speaking at an Association of Financial Advisers Budget ... |
| | | | ASIC has warned the industry that misuse of the term independent will result in strong action by the regulator, including publicly naming companies found to be in breach. In a recent surveillance project, Australian Securities and Investments Commission ... |
| | | | CPA Australia has called on the government to extend an exemption for accountants in line with that granted to financial advisers yesterday. The decision, announced by Assistant Treasurer David Bradbury, extends financial advisers' current exemption ... |
| | | | Tranche three of draft MySuper legislation has raised the stakes in super governance, but the industry is looking to the consultation process to remedy long-held concerns over inequalities between the not for profit and retail sectors. The draft legislation ... |
| | | | The Australian dollar has consolidated an overnight rise based on strong jobs data. At 1200 AEST, the local currency was 104.05, up from 103.91 on Thursday afternoon. CMC Markets foreign exchange dealer Tim Waterer said better-than-expected labour force ... |
| | | | The number of Excess Contributions Tax notices issued in the 2009-10 financial year has spiked by almost 296%, according the latest statistical update from the ATO. The sharp incline from 15, 315 assessments issued in 2008-09 to 45,330 in 2009-10 is ... |
| | | | The Future of Financial Advice legislation has successfully passed through the House of Representatives to very mixed reactions from the wealth management industry. Minister for Financial Services Bill Shorten called the legislation "historic reforms" ... |
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