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| | | ... proceeding because licenced financial services companies need to have robust compliance systems to ensure they meet their legal obligations to customers," ASIC said. "Customers, and their beneficiaries, should have confidence that they will be correctly ... |
| | | | ... the FSU does not impact full time colleagues," NAB said in a statement, addressing media reports that the FSU is taking legal action against the bank in the Federal Court. "NAB has identified 3200 current and former colleagues impacted by the part time ... |
| | | | ... ACL if the licensee is no longer providing financial services, ceases to engage in credit activities or fails to meet its legal obligations," ASIC said in a statement. The obligations include lodging statements, auditors reports, compliance certificates ... |
| | | | ... the $1.7 million break fee. Mainstream is being advised by Miles Advisory Partners as financial adviser and Maddocks as legal adviser and SS&C is being advised by Citi as financial adviser and Gilbert + Tobin as legal adviser. Mainstream's recent ... |
| | | | ... that superannuation trustees in particular are not making their whistleblower policies publicly available. "While not a legal requirement, we strongly encourage companies and trustees to do this, as the expanded whistleblower protections can now apply ... |
| | | | A $5 billion superannuation fund is introducing a robo intra-fund advice solution to members. With the help of Link Group's Super Blueprint, legalsuper will offer the digital intra-fund advice to its 43,000 members. The offer builds on an existing partnership ... |
| | | | ... component of any professional framework," he said. De Gori described it as the missing piece of the puzzle. "Similar to the legal, medical or architectural professions, the FPA strongly supports a model in which registration is the personal responsibility ... |
| | | | ... 4200 people across 46 offices. Mainstream is being advised by Miles Advisory Partners as financial adviser and Maddocks as legal adviser and SS&C is being advised by Citi as financial adviser and Gilbert + Tobin as legal adviser. The superior bid offers ... |
| | | | ... standard," FASEA said. FASEA has also approved the following bridging courses offered by AIM: financial advice regulatory and legal obligations; ethics for professional advisers; and behavioural finance. The courses will be added to a future degree ... |
| | | | ... Perpetual. "Anna will remain with Togethr Trustees until July, to deliver one of her key responsibilities of finalising the legal successor fund transfer and joint venture between Equip and Catholic Super, which will deliver significant benefits to members," ... |
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