Search Results | Showing 51 - 60 of 337 results for "Reliance" |
| | | ... example, what is the opportunity set? Is there operational value-add? Are there attractive entry multiples? Is there a reliance on leverage? And importantly, what are the exit opportunities?" she said. She added that private equity plays an important ... |
| | | | ... regulatory uncertainty but deliberately engaged in the conduct in pursuit of profits. ASIC also questioned the judge's reliance on a Block Earner press release as grounds for relief despite no evidence "anyone formed an erroneous belief based on that ... |
| | | | ... client onboarding process lacked controls to properly assess whether clients are in the identified target markets. The reliance on the questionnaire, which was described as poorly designed, ASIC said: did not adequately enquire into the prospective clients' ... |
| | | | ... balances, including from cold calling operators," ASIC explained. It added that other issues identified included an over-reliance by trustees on testimonies that the advice received met the sole purpose test and that the use of fee labels in communications ... |
| | | | ... its proxy voting processes to "amplify the role of portfolio managers" and to address the perception of asset managers' reliance on third-party advisor voting recommendations. The investment banking giant's enhancements will include "more portfolio manager ... |
| | | | ... effectiveness in improving member outcomes. It questions whether tweaks can overcome the test's limitations - namely, its reliance on a single-metric benchmark portfolio that only evaluates investment strategy execution without considering strategic ... |
| | | | ... average $90,000 was in an underperforming product. In reviewing roles and processes, ASIC identified a trend of over-reliance on one another across trustees, advisers and licensees, operating with the assumption they're all carrying out their roles as ... |
| | | | ... The State Street Australian Equity strategy was downgraded, with Morningstar citing a slow evolution in the process and reliance on a recovery in the fortunes of the minimum volatility style factor. The First Sentier Equity Income fund was handed a downgrade ... |
| | | | ... that fundamental value creation is a more robust and sustainable source of return, through economic cycles, than sole reliance on financial leverage," McIntyre said. ACP managing partner Phillippe Poggioli said the partnership was strategically important ... |
| | | | ... her licensee to comply with her professional obligations and that her conduct was not excused or explained away by a reliance on the instructions, procedures, or process of her then licensee." The tribunal also agreed that, had Anderson acted consistently ... |
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