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Showing 51 - 60 of 108 results for "Future of Financial Advice Reforms"

Conservative financial services job market in 2013

MARK SMITH  |  THURSDAY, 31 JAN 2013
... compliance specialists to help them grapple with the likes of Basel III, Dodd-Franks and the Future of Financial Advice reforms, said the report. "Candidates in much of the financial sector will remain cautious and will prefer roles that offer employment ...

ISN welcomes financial planner fee guidance

BEN COLLINS  |  TUESDAY, 29 JAN 2013
... with the industry and funds to help implement the new measures. The guidelines are part of the Future of Financial Advice reforms which removed most sources of commission and aimed to increase the transparency of financial advice in Australia.

Fin planners more upbeat over reforms: Zurich

BEN COLLINS  |  THURSDAY, 24 JAN 2013
Financial advisers have become more upbeat about regulatory changes such as the Future of Financial Advice reforms, said insurer Zurich after conducting a survey. Zurich today said the latest measurement of its Risk Adviser Sentiment Index has shown ...

Advisers must ask clients about SRI investing: Australian Ethical

MARK SMITH  |  WEDNESDAY, 23 JAN 2013
... engagement should begin with the adviser and, moreover, thinks that the current wording of the Future of Financial Advice Reforms could obligate them to do so after 1 July this year. "There is an argument that the Best Interests Duty requires advisers ...

FoFA readiness is all about client engagement: MLC

MARK SMITH  |  FRIDAY, 18 JAN 2013
Restructuring back office systems for the Future of Financial Advice Reforms is easy compared with preparing advisers for the different discussions they will have with clients, says MLC's Richard Nunn. Having targeted transparency and improving client ...

FOFA guidance released

BEN COLLINS  |  FRIDAY, 14 DEC 2012
Two key pieces of guidance for the Federal Government's Future of Financial Advice reforms were released by the Australian Securities & Investments Commission Yesterday. Regulatory guides that the corporate watchdog said had been produced after extensive ...

ASIC eyes off researchers

BEN COLLINS  |  TUESDAY, 11 DEC 2012
... policy to help researchers meet their legal obligations, and to bring its rules in line with the Future of Financial Advice reforms. ASIC's new guidance applies to a "broad range" of investment research providers such as analysts and research houses. ...

Mortgage Choice Financial Planning open for business

MARK SMITH  |  TUESDAY, 11 DEC 2012
... Planning spokesperson added that the move had been deliberately timed to coincide with the Future of Financial Advice reforms in a bid to win new business. "The timing is good," she explained. "The proposition has been tested thoroughly along the way ...

Wealth CEO's lambast regulatory reforms

BEN COLLINS  |  MONDAY, 10 DEC 2012
... Many leaders in the wealth management industry don't think that new regulation, such as the Future of Financial Advice reforms (FoFA) and Stronger Super even pass a simple cost-benefit test, said John Brogden, chief executive, Financial Services Council ...

Draft regulation released for Accountant Exemption

BEN COLLINS  |  THURSDAY, 29 NOV 2012
... Shorten. A limited Australian Financial Services License was announced as part of The Government's Future of Financial Advice reforms. This will replace the current accountants' exemption and will see up to 10 000 become licensed to provide advice in ...