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Showing 51 - 60 of 179 results for "Disclosing"

SASB appoints Australian advisor

JAMIE WILLIAMSON  |  WEDNESDAY, 11 NOV 2020
... Fund and Cbus, as well as international institutions such as Dai-ichi Life and Temasek. Australian companies currently disclosing SASB metrics include Westpac, BHP and Transurban. SASB Investor Advisory Group member and Future Fund head of investment ...

Rest climate case dismissed

ELIZABETH MCARTHUR  |  MONDAY, 2 NOV 2020
... the Task Force on Climate-related Financial Disclosures and encouraging investee companies to do the same, publicly disclosing the fund's portfolio holdings, enhancing consideration of climate change risk when setting investment strategy positions ...

Super funds lag on disclosure

JAMIE WILLIAMSON  |  FRIDAY, 2 OCT 2020
... are in the mix. However, the extent to which super funds disclose their holdings differs from fund to fund, with some disclosing their entire holdings while most choose to disclose just their top 10, 20 or 50 holdings. Overwhelmingly, super funds are ...

ASIC, IOSCO report on debt capital raisings

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... also observed instances in which inflated bids were not identified as such. It also identified differing methods for disclosing the interest of joint lead managers to investors. ASIC said information provided to issuers and investors must be accurate ...

Super funds squander member money: Bragg

KARREN VERGARA  |  THURSDAY, 24 SEP 2020
... achieve; improving transparency of how members' money is spent; and lowering fees. He slammed super funds for not disclosing related-party payments made to trade unions for example, which are set to profit $31 million over a decade. He was particularly ...

Rapper charged over crypto scandal

ALLY SELBY  |  MONDAY, 14 SEP 2020
... provisions. Two other Atlanta residents, Chance White and Owen Smith were also found to have promoted SPARK tokens without disclosing they had been promised compensation in return. They have been charged with violating registration and anti-touting provisions. ...

ASIC delays RG97 again

KARREN VERGARA  |  THURSDAY, 10 SEP 2020
... timing has been affected by COVID-19 priorities," she said. In November last year, ASIC gave a major update to RG97 Disclosing Fees and Costs in PDSs and Periodic Statements, outlining a suite of new requirements that was meant to apply from late-2020. ...

Early access to super scheme results in permanent ban

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 MAR 2020
... a conflict of interest. Goldenberg recommended the client invest in Mortimer Close in a statement of advice without disclosing that he was the company's sole director. He also failed to disclose that the investment was high risk. Liquidators were appointed ...

Hollywood actor charged by SEC

ELIZA BAVIN  |  FRIDAY, 28 FEB 2020
... be biased. "Celebrities are not allowed to use their social media influence to tout securities without appropriately disclosing their compensation," Littman said. The SEC's order found Seagal violated the anti-touting provisions of the federal securities ...

Meet the Sydney boutique beating Magellan's returns

KANIKA SOOD  |  FRIDAY, 24 JAN 2020
... boutique started by a former Evans and Partners investor outperformed all its peers last year and it's not afraid of disclosing its stock picks. Aoris Investment Management was set up in 2017 by Stephen Arnold and runs just one fund, which delivered ...