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Search ResultsShowing 51 - 60 of 100+ results for "Dante De Gori"
FPA disciplines two members
HARRISON WORLEY  |  MONDAY, 4 MAR 2019
... client documentation. She has already paid the FPA costs and expenses related to the matter. FPA chief executive Dante De Gori said all FPA members were required to uphold "the highest ethical standards within the financial planning profession, with ...
Hayne report raises professionalism stakes
JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... under the Corporations Act," Hayne writes. However, Financial Planning Association of Australia chief executive Dante De Gori has a different take. He says there is no reason why a code monitoring body couldn't act as the disciplinary body. Code ...
Grandfathered commissions deadline challenging: AFA
JAMIE WILLIAMSON  |  WEDNESDAY, 6 FEB 2019
... on the payments to produce more than 60% of income. Financial Planning Association of Australia chief executive Dante De Gori said the association submitted to the Royal Commission in March 2018 in favour of the ban. At the time, the FPA recommended ...
Ten stories that defined the Royal Commission
HARRISON WORLEY  |  WEDNESDAY, 19 DEC 2018
... Henderson, the chief executive of Henderson Maxwell. On the same day, counsel assisting Rowena Orr grilled FPA chief Dante De Gori over its handling of a compliant letter it received from McKenna in July 2017. APRA takes action against IOOF The latest ...
Advice associations combine for code monitoring
DARREN SNYDER  |  TUESDAY, 18 DEC 2018
... Association (SMSF Association); and Stockbrokers and Financial Advisers Association (SAFAA). FPA chief executive Dante De Gori said this is an important step forward for the sector. "Being covered by a code monitoring compliance scheme is mandatory. ...
FPA reviews disciplinary regulations
JAMIE WILLIAMSON  |  WEDNESDAY, 12 DEC 2018
... inconsistent with the FASEA Code to be introduced 1 January 2020. Commenting on the updates, FPA chief executive Dante De Gori said: "This has allowed us to ensure we meet the requirements for FPA's involvement in future code monitoring of financial ...
Adviser-matching app launches
KARREN VERGARA  |  FRIDAY, 23 NOV 2018
... impartiality and reputation. Introducing the new tool at the FPA Professionals Congress this week, chief executive Dante De Gori said: "We believe this new interactive matching service we're working on is a game-changer for how people and planners ...
FPA honours top advisers
KARREN VERGARA  |  THURSDAY, 22 NOV 2018
... Leading Youth Forward, which provides mentorship to disadvantaged youths. In his opening address, FPA chief executive Dante De Gori said with the challenges facing the industry, the need to raise standards is unquestionable. "The FPA is not perfect and ...
Philanthropic foundation names new chair
DARREN SNYDER  |  WEDNESDAY, 21 NOV 2018
... tireless in her efforts to continually improve the grants process over the last couple of years," FPA chief executive Dante De Gori said. "Petra is also a member of the Future2 investment committee, so together with her own volunteer and fundraising ...
FASEA listens as advice industry combs blueprint
DARREN SNYDER  |  TUESDAY, 20 NOV 2018
... outcome instead of having a rushed consultation to meet the proposed 1 January 2019 deadline." FPA chief executive Dante De Gori said: "We will not be commenting in detail on this latest FASEA update until the right people and the FPA board specifically ...
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