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Showing 51 - 60 of 62 results for "Commissioner Cathie Armour"

ASIC bans Deutsche Bank trader

KERRIE SYDEE  |  THURSDAY, 29 SEP 2016
... notified ASIC of the measures it believes will better monitor and detect poor conduct in the future. ASIC commissioner Cathie Armour said: "The integrity of our financial markets is vitally important and ASIC will take action to remove anyone in the ...

Cyber security not just an IT problem: ASIC

KERRIE SYDEE  |  WEDNESDAY, 14 SEP 2016
... be aware of their responsibility and duty to understand company cyber resilience, according to ASIC commissioner Cathie Armour. Speaking as part of a panel at the SINET61 Summit held in Sydney, Armour said it isn't surprising that board members feel ...

ASIC determines Aussie equity market "mostly clean"

ALEX BURKE  |  WEDNESDAY, 10 AUG 2016
... Measuring abnormal price movements forms the basis of the established market cleanliness measure." ASIC commissioner Cathie Armour added: "We have seen a gradual improvement in market cleanliness indicators over time and across different segments of ...

ASIC compensation plummets despite surveillance success

ALEX BURKE  |  MONDAY, 8 AUG 2016
... unwavering commitment to ensuring Australia's markets remain a level playing field for all investors," ASIC commissioner Cathie Armour said. ASIC commissioner Greg Tanzer added: "ASIC is working hard to maintain trust and confidence in Australia's financial ...

ASIC appoints markets disciplinary chair

ALEX BURKE  |  TUESDAY, 2 AUG 2016
... years. Gay also sits on the boards of the Victorian Funds Management Corporation and Koda Capital. ASIC commissioner Cathie Armour commented on the move, saying: "The Panel's track record demonstrates the value of a peer-review model in maintaining market ...

ASIC says AUD spike "not misconduct"

ALEX BURKE  |  MONDAY, 4 MAY 2015
... traded currency pair traded by turnover must be seen to be fair, orderly and transparent," said ASIC commissioner Cathie Armour. "ASIC has as a priority to promote confident and informed participation by investors and consumers in the financial system. ...

ASIC warns of complacency over confidential information

MARK SMITH  |  TUESDAY, 27 MAY 2014
... trading. It can also lead to a perception of unfairness amongst shareholders and the broader market." ASIC Commissioner Cathie Armour warned companies that ASIC has the people, powers and systems to detect misconduct. "Our real-time market surveillance ...

Gunns chairman avoids jail for insider trading

MARK SMITH  |  FRIDAY, 23 AUG 2013
... information was inside information, not that he knew. Australian Securities and Investment Commission (ASIC) commissioner Cathie Armour said the conviction was a reminder the regulator was committed to combating the serious criminal offence. "The conviction ...

ASIC brandishes whip on dark liquidity and HFT

JAMES FERNYHOUGH  |  TUESDAY, 13 AUG 2013
... Australian Securities and Investments Commission (ASIC) announced its new market integrity rules. ASIC Commissioner Cathie Armour said the new rules will improve the transparency and integrity of crossing systems and deter market manipulation. "We expect ...

ASIC finalises OTC derivatives reporting rules

MARK SMITH  |  FRIDAY, 12 JUL 2013
... potential market abuse, by enhancing the transparency of information to regulators and the market," ASIC commissioner Cathie Armour said. While final trade reporting rules are in place, final regulatory guidance on those rules is expected to be published ...