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Showing 51 - 60 of 112 results for "Clayton"

Firetrail to launch $305m IPO

KANIKA SOOD  |  THURSDAY, 13 SEP 2018
... the IPOs of listed investment companies has jumped by nearly 30% since July last year. SeedPartnerships director Chris Clayton says until last year about 80% of LIC floats were taken up by brokers while 20% participation came from financial advisers ...

Advisers warming up to LICs

KANIKA SOOD  |  THURSDAY, 6 SEP 2018
... has jumped by nearly 30% since July last year, according to a leading IPO specialist. SeedPartnerships director Chris Clayton says until last year about 80% of LIC floats were taken up by brokers while 20% participation came from financial advisers and ...

Pendal Group appoints director

KANIKA SOOD  |  MONDAY, 2 JUL 2018
... financial services industry in Australia and Hong Kong. Her career spans about three decades She holds directorships at the Clayton Utz Foundation, Indue and Utilities of Australia. Before her directorships she worked for 12 years in investment banking. ...

ASIC admits AMP inaction

JAMIE WILLIAMSON  |  FRIDAY, 22 JUN 2018
... have detrimental effects on entities and people." Mullaly then acknowledged ASIC had been provided with the now-infamous Clayton Utz report in October 2017 - six months before it was revealed by the Royal Commission - leading Thistlewaite to question ...

Australian Ethical divests AMP

ALEX BURKE  |  THURSDAY, 10 MAY 2018
... AMP has responded to the Royal Commission findings, saying its fees for no service issue is old news; preparation of a Clayton Utz report into the issue has been overstated; and its misleading representations to ASIC have also been overstated. AMP also ...

Fees for no service an old issue: AMP

DARREN SNYDER  |  FRIDAY, 4 MAY 2018
Responding to Royal Commission findings, AMP says its fees for no service issue is old news; preparation of a Clayton Utz report into the issue has been overstated; and its misleading representations to ASIC have also been overstated. The 28-page response ...

AMP becomes class action target

DARREN SNYDER  |  MONDAY, 30 APR 2018
... announced the departure of another senior executive. AMP has cleared itself of any wrongdoing over the preparation of a Clayton Utz report mentioned in the Royal Commission. Earlier this month AMP chief executive Craig Meller announced his immediate ...

Brenner leaves AMP

JAMIE WILLIAMSON  |  MONDAY, 30 APR 2018
... board. A senior executive is also departing and the firm has cleared itself of any wrongdoing over the preparation of a Clayton Utz report. In the wake of the Royal Commission's inquiry into financial advice, Brenner has left the organisation and acting ...

ROYAL COMMISSION: Top stories

JAMIE WILLIAMSON  |  FRIDAY, 20 APR 2018
... of the Corporations Act and the ASIC Act in relation to fees for no service. It was later revealed that AMP's law firm, Clayton Utz, removed outgoing chief executive Craig Meller's name from a draft of a critical report about the business. Following ...

US regulator to extend fiduciary rule

JAMIE WILLIAMSON  |  FRIDAY, 20 APR 2018
... however, tailored to the differences in the types of advice relationships that they offer," the SEC said. SEC chairman Jay Clayton described the package of amendments as a significant step. "The tireless work of the SEC staff has proven to me that we ...

Editor's Choice

Invesco launches new equity fund

ELIZA BAVIN  |   12:13PM
Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA  |   12:05PM
The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA  |   12:03PM
A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI  |   11:12AM
Global X has now launched the space tech ETF (ASX: MOON).

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