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Showing 31 - 40 of 112 results for "Clayton"

Melbourne boutique appoints head of distribution

KANIKA SOOD | TUESDAY, 23 JUN 2020

Mark Landau and Raphael Lamm's boutique has hired a new head of distribution. Chris Clayton joined L1 Capital in the newly-created role last month and is responsible for managing business development, marketing and client services. Clayton was most ...

MLC Life executive joins AFCA

HARRISON WORLEY | FRIDAY, 17 APR 2020

... in June. She is also the former chief executive of AIA New Zealand, and has previously worked as a lawyer for ASIC and Clayton Utz. Meanwhile, Gray will join the authority in May after leading the national superannuation practice of law firm Hall & Wilcox ...

Regulator clamps down on misleading ESG fund names

ELIZABETH MCARTHUR | WEDNESDAY, 4 MAR 2020

... efforts to better inform and protect Main Street investors and improve the investor experience," said SEC chairman Jay Clayton. "We are looking to investors and market participants for input on how our framework can be improved to help ensure that fund ...

Sam Henderson attempts to set record straight

ELIZABETH MCARTHUR | FRIDAY, 13 DEC 2019

... Royal Commission that he impersonated a client, calling it "laughable". Henderson was interviewed by XY Adviser co-founder Clayton Daniel, who introduced him as his "buddy" and described him as "patient zero" of the Royal Commission. Asked by Financial ...

RMBS scrutiny could be loosened in US

ELIZABETH MCARTHUR | WEDNESDAY, 13 NOV 2019

... participants on the asset-level disclosure requirements for residential mortgage-backed securities (RMBS). SEC chairman Jay Clayton explained that the SEC adopted significant revisions to its reporting requirements for asset-backed securities, including ...

Milestone ETF Rule passed

JAMIE WILLIAMSON | FRIDAY, 27 SEP 2019

... Commission will provide investors who purchase and sell ETF shares on the secondary market with new information." SEC chair Jay Clayton added: "Since ETFs were first developed over 27 years ago, they have provided investors with a number of benefits ...

Train of legislation to hit advisers

ELIZABETH MCARTHUR | WEDNESDAY, 28 AUG 2019

... will impact them and their businesses. She revealed the reason she got into politics was because when she was a lawyer at Clayton Utz she would have people come to her worried about the way legislation was going to impact their business and she would ...

SEC adopts retail investor protection package

KARREN VERGARA | THURSDAY, 6 JUN 2019

... firm and its financial professionals have disciplinary history, typically in a question-and-answer format. SEC chair Jay Clayton said the new rules address issues that the Commission has been actively considering for nearly two decades. He believes the ...

The case for tax deductible advice

JAMIE WILLIAMSON | MONDAY, 3 JUN 2019

... unique position of providing positive outcomes for all audiences: consumers, advisers and licensees." XY Adviser co-founder Clayton Daniel confirmed Synchron as one of the supporting dealer groups. It's a sentiment also shared by Announcer Group ...

AMP class actions consolidated

HARRISON WORLEY | MONDAY, 27 MAY 2019

... be disclosed to the market regarding fees for no service and AMP's interactions with ASIC (including in respect of the Clayton Utz report)."

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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