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Showing 681 - 690 of 1010 results for "Private wealth"

Independent advice licensee under ASIC radar

LAURA MILLAN  |  THURSDAY, 6 AUG 2015
... Australian Securities and Investments Commission (ASIC). The regulator has imposed new licence conditions on Sentinel Private Wealth following concerns over the company's compliance. An independent review commissioned by Sentinel identified compliance ...

Independent dealers in M&A mode

ALEX BURKE  |  MONDAY, 27 JUL 2015
... formerly with Perpetual Private and TAL, and since rebranding itself and hiring former chief executive of Macquarie Private Wealth North America Earl Evans, Shaw and Partners has recruited Macquarie veterans to bolster its new wealth management team. ...

Macquarie pays $11m advice compensation so far

LAURA MILLAN  |  THURSDAY, 23 JUL 2015
... advice by the group's financial planners. The program was part of an enforceable undertaking (EU) with Macquarie Private Wealth (MPW) in place since January 2013. At the time, Macquarie's compensation program was considered the most comprehensive within ...

Nikko AM appoints head of private wealth

LAURA MILLAN  |  FRIDAY, 17 JUL 2015
Nikko Asset Management Australia has appointed a head of private wealth to oversee the firm's relationships with independent financial advisers. Naomi Finnigan joins Nikko AM from Mason Stevens, where she was director of distribution and adviser services. ...

Shaw on recruitment drive after restructure

ALEX BURKE  |  THURSDAY, 9 JUL 2015
... around providing independent financial planning, estate planning, insurance and philanthropic services. Shaw head of private wealth (and former Macquarie Private Wealth North America chief executive) Earl Evans described the rebrand as "more than veneering ...

Shaw hires and restructures as holistic advice firm

ALEX BURKE  |  MONDAY, 6 JUL 2015
... planning, insurance and philanthropic services. Central to this new strategy was the February appointment of head of private wealth Earl Evans, who was formerly chief executive of Macquarie Private Wealth North America. Evans also sits on Shaw's board ...

IOOF advice firm jumps ship to Fitzpatricks

LAURA MILLAN  |  WEDNESDAY, 1 JUL 2015
... advice firm licensed under IOOF-owned Lonsdale has changed dealer groups and moved to non-aligned Fitzpatricks Private Wealth. Hobart-based Main Street Financial Solutions is licensed under Fitzpatricks starting July 1, 2015, principal Charles Badenach ...

Findex acquires private wealth firm

ALEX BURKE  |  WEDNESDAY, 1 JUL 2015
Findex Group has acquired Melbourne-based accounting and financial advice firm Martin Goodrich & Associates (MGA). MGA will be relocated to the Crowe Horwath's Melbourne offices but will retain its branding "during a transition phase," according to ...

Advisers waiting on the sidelines with smart beta

LAURA MILLAN  |  MONDAY, 29 JUN 2015
... Interest in and Requirements for Smart Beta ETFs' report, which gathered views from 222 institutional investors and private wealth advisers in Europe. The survey found that 88% of the respondents think that smart beta indices require full transparency ...

Cost cuts put research at risk

DARREN SNYDER  |  MONDAY, 29 JUN 2015
... interests of clients." Boutique advice group Stanford Brown, which specialises in serving the medical sector and private wealth clients, said an excessively aggressive focus on cost reduction among wealth groups could undermine the very thing they are ...