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Showing 671 - 680 of 3536 results for "Reporting"

Chant West launches platform rankings

CASSANDRA BALDINI  |  TUESDAY, 30 AUG 2022
... of the platform's adviser portal and other digital tools, the process for buying and selling assets, business level reporting and client reporting capabilities, as well as contact centre, technical and practice management support. Under the system, five ...

Focus on providing 'good advice': QAR draft proposals

JAMIE WILLIAMSON, CASSANDRA BALDINI  |  MONDAY, 29 AUG 2022
... providers to give their customers advice in a way their customers find most useful," she writes. Further, Levy suggests the reporting requirements for the design and distribution obligations should be simplified by only requiring relevant providers to ...

ASIC tells super trustees to improve TMDs

ANDREW MCKEAN  |  MONDAY, 29 AUG 2022
... trustees to check if their TMDs are still appropriate. Likewise, ASIC reinforced the importance of regular complaint reporting as it's designed to allow trustees to stay informed about their product and to assess whether the TMD remains appropriate. ...

Online investor numbers taper out: Report

ANDREW MCKEAN  |  FRIDAY, 26 AUG 2022
... for yield generation." Meanwhile, dormancy rates among those already investing have continued to climb. In the last reporting period, some 250,000 investors halted their trading activity, to which Guiamatsia commented: "It's common to see market downturns ...

Adam Willis joins DWS distribution team

ANDREW MCKEAN  |  TUESDAY, 23 AUG 2022
... regulator, BaFin. Stefan Hoops has since stepped into the role of chief executive and last week fired back at critical reporting of the investment giant. Hoops took aim at reports of massive outflows in Q2 that ignored the company's fee-generation ...

ASIC highlights strategic priorities

CASSANDRA BALDINI  |  TUESDAY, 23 AUG 2022
... strategic projects will be around scams, sustainable finance practices, crypto assets, design and distribution, breach reporting, cyber and operational resilience, Financial Accountability Regime (FAR) and digital technology and data. The report said ...

Assets under custody take a hit: ACSA

JAMIE WILLIAMSON  |  MONDAY, 22 AUG 2022
... David Travers said. "Looking ahead, ACSA members will continue to focus on their response to changing regulatory data reporting requirements, their evolving role in supporting institutional involvement in digital assets including cryptocurrencies, and ...

Fiducian sees record inflows, eyes expansion

JAMIE WILLIAMSON  |  TUESDAY, 16 AUG 2022
... and seen record net inflows of $309 million, as it sets its sights on New Zealand, Japan, South Korea and Thailand. Reporting to the ASX, Fiducian said its underlying net profit for the year to June 30 came in at $15.7 million, up from $14.1 million. ...

Wellington Management hires from GAM Investments

ELIZABETH FRY  |  FRIDAY, 12 AUG 2022
... Meantime, Natasha Kewal has departed Wellington Management as an account manager to take up a role at UBS Asset Management. Reporting to head office, Kewal has been hired as an investment specialist dealing with fixed income. Earlier, she worked at PIMCO ...

QIC braces against recession risks

ELIZABETH FRY  |  FRIDAY, 12 AUG 2022
... build a portfolio of exposures that considers risks at a total portfolio level. The goal is to blend the benefits of reporting transparency associated with an SAA and wholistic fund benefits from focusing on the overarching fund objective. "We work closely ...