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Showing 641 - 650 of 3664 results for "Maintain"

Former Capstone adviser in EU with ASIC

JAMIE WILLIAMSON | THURSDAY, 22 JUN 2023

A former Capstone Financial Planning adviser is in a court enforceable undertaking with ASIC after he failed to maintain adequate records to show clients were receiving the services they'd paid for. Gregory Blackaby, formerly of Acquire Strategic Advisers ...

Schroders Australia appoints new chief executive

CASSANDRA BALDINI | TUESDAY, 20 JUN 2023

Simon Doyle will take on the top job while also maintaining his role as Schroders' chief investment officer. Doyle succeeds Sam Hallinan who has held the role since April 2021. Schroders explained the appointment is part of an important and future-focused ...

VanEck reduces management fees on ETFs

CASSANDRA BALDINI | MONDAY, 19 JUN 2023

The investment manager will drop fees to 0.20% for its VanEck FTSE Global Infrastructure Hedged ETF (IFRA) and VanEck FTSE International Property Hedged ETF (REIT). IFRA is currently priced at 0.52% p.a. and REIT is currently 0.43% p.a. but will be ...

Australian Ethical selects new administrator

ANDREW MCKEAN | THURSDAY, 15 JUN 2023

... following positive investments' returns, and organic net cashflows." Looking ahead, Australian Ethical is set to maintain its strong performance, forecasting robust headline growth metrics for FY23. Revenue in the second half of FY23 is expected ...

Cbus appoints chief executive, deputy

KARREN VERGARA | WEDNESDAY, 14 JUN 2023

Cbus has named Justin Arter's successor as chief executive and promoted its chief member officer as second in charge. Kristian Fok takes on the top job, a role he was overseeing in an acting capacity since Arter resigned in May. As chief investment ...

Ignition Advice appoints Sally Loane as chair

CASSANDRA BALDINI | WEDNESDAY, 7 JUN 2023

The former Financial Services Council (FSC) chief executive succeeds Peter Meurer who is stepping down from the role after eight years. Loane is an experienced chair, non-executive director, and business leader. Aside from her tenure with the FSC between ...

ASX lays out five-year plan to restore trust

KARREN VERGARA | TUESDAY, 6 JUN 2023

... completed," ASIC said. Furthermore, ASIC sees that the growing scarcity of engineers and other technicians to operate and maintain legacy technology requires prudent workforce planning. While many of these issues have already been considered, ASIC catalogued ...

AI in ESG: Risk or opportunity?

ROSE MARY PETRASS | MONDAY, 5 JUN 2023

... trust. Establishing proper governance, ensuring up-to-date algorithms, and addressing controversies will be crucial to maintain social license and avoid legal consequences. Data privacy: The increased use of big data and analytics raises ethical and ...

Collapsed trading house hit with charges

CHLOE WALKER | MONDAY, 5 JUN 2023

... about overseas bank accounts containing Berndale funds. Berndale's Australian financial services licence required it to maintain a minimum level of net tangible assets and lodge audited financial reports. ASIC alleged the relevant overseas funds and ...

Vanguard fined for defective account statements

KARREN VERGARA | MONDAY, 5 JUN 2023

... US$800,000 ($1.2m) fine and a slap on the wrist. FINRA said that Vanguard as a member firm is expected to "establish and maintain a system to supervise the activities of each associated person that is reasonably designed to achieve compliance with applicable ...

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Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

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Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

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Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

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Effie Dimitropoulos

Chief executive

AUDD

Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

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Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

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Brian Redican

CHIEF ECONOMIST
NEW SOUTH WALES TREASURY CORPORATION

What makes an economist an economist? TCorp chief economist Brian Redican reflects on over three decades of navigating Australia's economic cycles. Riddhima Talwani writes.

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