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Showing 631 - 640 of 981 results for "Registered"

Industry waiting on Frydenberg for adviser education guidance

LAURA MILLAN  |  MONDAY, 19 JAN 2015
... requirements and that the term 'financial adviser' and 'financial planner' are enshrined in the Corporations Act so only registered individuals can use these titles. "The question now is how and when," De Gori said, and added that the recommendations ...

WAM Capital announces $100m share purchase plan

STAFF WRITER  |  MONDAY, 12 JAN 2015
... Shareholders on the WAM register as at 7.00pm (AEST) on Friday, 9 January 2015 (being the Record date for the SPP) with a registered address in Australia or New Zealand will be entitled to participate in the SPP. The SPP offer will close on 5 March 2015. ...

Independent expert lists CBA compensation challenges

LAURA MILLAN  |  FRIDAY, 19 DEC 2014
... officer Ian Narev said that the report "gives the public visibility of the processes we have established to ensure all registered customers are treated fairly." "We hope that this, and future reports to be released by Promontory, will build confidence ...

Australian Unity acquires two $80 million mortgage funds

STAFF WRITER  |  MONDAY, 15 DEC 2014
... Trust, now known as the Australian Unity Pooled Mortgage Fund is an investment scheme that invests in a portfolio of registered first mortgages and is currently closed to new investors. Mark Pratt, general manager, Australian Unity Real Estate Investment ...

ATO cold calling to test SMSF trustees

LAURA MILLAN  |  FRIDAY, 5 DEC 2014
... instances where one of the spouses did pass the test, and the other didn't." He said that on these occasions, the ATO has registered an ABN for the fund, but not placed the 'failed' director or trustee as a member of the fund in the ATO business portal. ...

Industry welcomes grandfathering deal

LAURA MILLAN  |  WEDNESDAY, 26 NOV 2014
... government the numbers to pass the regulation through the Senate. The regulation will commence the day after it is registered, before the end of the year. The changes that will be reinstated include amendments to the grandfathering provisions that will ...

Hedge fund growth problem not helped by new products

MARK SMITH  |  FRIDAY, 21 NOV 2014
... the largest managers surveyed (those with more than US$10 billion under management), 46% offer or plan to launch more registered funds, including UCITS, as a top priority; 32% are focusing on separately managed accounts; 14% offer or plan to launch sub-advisory ...

ASIC begins legal action against LM Investment Management

MARK SMITH  |  THURSDAY, 20 NOV 2014
... entered into administration, no construction work had commenced on the development, no plans of subdivision had been registered and none of the proposed housing lots had been sold. ASIC commissioner Greg Tanzer said: "Investors should be able to have ...

Paul Barrett resurfaces in partnership with Italian manager

LAURA MILLAN  |  FRIDAY, 7 NOV 2014
... independent asset manager active since 1989 and listed in the Italian stock exchange since July 2004. The group has registered offices in over ten countries in Europe, Asia and Latin America.

RG146 "insufficient" on tax education: IPA

LAURA MILLAN  |  THURSDAY, 16 OCT 2014
... in-depth coverage of CGT. Under the Tax Agent Services Act (TASA) 2009, financial advisers providing tax advice need to be registered as tax agents with the TPB.