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Showing 621 - 630 of 2501 results for "Legal"

ASIC calls for stronger whistleblowing policies

ANNABELLE DICKSON  |  THURSDAY, 14 OCT 2021
... letter. Entities can address these shortcomings by articulating how a person can make a disclosure that qualifies for the legal protections of whistleblowers. ASIC also reinforced that entities have an obligation to have a whistleblower policy that reflects ...

AustralianSuper appoints chief risk officer

JAMIE WILLIAMSON  |  TUESDAY, 12 OCT 2021
... October 2011 as a commercial analyst. He has held several roles over the years including director, investment finance and legal and director of risk and compliance projects. Commenting on his new responsibilities, Mantello said: "The AustralianSuper ...

Fiducian adds $38m FUA to network

KARREN VERGARA  |  FRIDAY, 8 OCT 2021
... based in the Albury/Wodonga area by providing support services worth $360,000. This covered training, practice management, legal assistance, compliance, and technology support. It is the dealer group's policy not to disclose the names of advisers that ...

Suncorp names chief risk officer

ANNABELLE DICKSON  |  FRIDAY, 8 OCT 2021
... career in Australia as a solicitor at Corrs Chambers Westgarth. "Bridget brings expertise across regulatory, compliance, legal and governance in a high-growth business, and we are delighted to welcome her to Suncorp to lead our risk function. She also ...

ASIC chases $12m from Mayfair

ELIZABETH MCARTHUR  |  THURSDAY, 7 OCT 2021
... this was the first time the regulator has interviewed him. "Due to a range of ASIC's actions, we have been unable to fund a legal defence until this penalty hearing [...] ASIC even challenged our ability to obtain funding to pay for legal representation. ...

Private equity firm divests Zenith

KARREN VERGARA  |  WEDNESDAY, 6 OCT 2021
... region with a complementary set of asset manager and adviser-focused services. Zenith acquired Chant West in 2020 following a legal stoush.

Link vows to fight class action

KARREN VERGARA  |  WEDNESDAY, 29 SEP 2021
... Woodford made a YouTube apology for its troubles. Leigh Day partner Boz Michalowska said: "This is a big step forward in the legal action which we hope will allow investors of the Woodford Equity Income Fund to get justice and their hard-earned pensions ...

Hyperion Asset Management builds out team

ANNABELLE DICKSON  |  MONDAY, 27 SEP 2021
... project management. Withers will be responsible for ensuring business operations are compliant with company policies and legal requirements and providing direction to Hyperion's senior management. Meanwhile, Alexandra Clarke was appointed as general ...

APRA to mandate independent certifications

KARREN VERGARA  |  WEDNESDAY, 22 SEP 2021
... certification that the arrangements and policies entered into are in the best interests of members and otherwise satisfy legal and regulatory requirements within a fixed timeframe. APRA said it will proceed with the requirement for independent certification ...

Common ownership concerns redundant: AustralianSuper

ANNABELLE DICKSON  |  MONDAY, 20 SEP 2021
... fund managers who want to enjoy "the cushy life" rather than being hungry for market share. Silk argued that even if it was legal, AustralianSuper would not engage in that activity because it's a long-term financial detriment to its members. "Our ...