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Showing 621 - 630 of 2456 results for "Court"

Squirrel Super to pay over false property claims

JAMIE WILLIAMSON | TUESDAY, 21 JUN 2022

... claims made in marketing materials about investing in residential property. The SMSF administrator was found by the Federal Court to have distributed a brochure that featured false and misleading representations about the benefits of investing in residential ...

Former adviser wins appeal, convictions quashed

JAMIE WILLIAMSON | MONDAY, 20 JUN 2022

... convicted, and was subsequently sentenced to 12 years' prison with a non-parole period of six years. However, last week the Court of Appeal of the Supreme Court of Queensland ordered Jayaweera face a retrial, on grounds including that the trial judge's ...

Barred adviser breaches ASIC order

ANDREW MCKEAN | MONDAY, 20 JUN 2022

... also stated that he failed to understand what was required of him to comply with the best interest duty. A Magistrate's Court ruling disqualified Toledo until 5 September 2024; however it has since come to light that he continued to provide financial ...

Defective disclosures see Avanteos Investments fined

JAMIE WILLIAMSON | WEDNESDAY, 15 JUN 2022

... to the industry to act on advice and rectify problems quickly, or face possible criminal action," ASIC deputy chair Sarah Court said. She added that this case was particularly serious because senior managers within Avanteos were aware of what was happening ...

Blackstone one step closer on Crown deal

ANDREW MCKEAN | FRIDAY, 10 JUN 2022

... Blackstone takeover scheme is now dependent on regulatory approval in Western Australia and following this a final Federal Court hearing. Authority chairperson Philip Crawford said Blackstone had been subject to an extensive probity assessment that examined ...

ASIC freezes assets of unlicensed property mogul

CASSANDRA BALDINI | WEDNESDAY, 8 JUN 2022

The corporate regulator obtained interim orders from the Federal Court to freeze the assets of Sasha Hopkins and two of his companies, alleging he was misleading clients and running a financial service business without a licence. ASIC alleges that Hopkins ...

3iQ introduces inaugural Australian products

ANDREW MCKEAN | TUESDAY, 7 JUN 2022

... on established exchanges as it was viewed as a product that was not in the public interest. However, after a successful court appeal that ruled the Ontario Securities Exchange had overstepped its regulatory role, the floodgates to Canadian markets and ...

ASIC succeeds in application to liquidate Ascent

CASSANDRA BALDINI | MONDAY, 6 JUN 2022

... after suspecting it was operating without a licence and falsified financial records. ASIC made an application to the Federal Court in March to wind up Ascent and for the appointment of provisional liquidators after action was taken against Ascent director ...

Former van Eyk chief executive pleads guilty

JAMIE WILLIAMSON | WEDNESDAY, 1 JUN 2022

... charged with four counts of dishonestly using his position in March last year and pleaded guilty in Downing Centre Local Court this week. In its case, ASIC alleged that over a three-week period in 2014, Thomas used his position as director of Blueprint ...

AGL abandons demerger, leadership resigns

CASSANDRA BALDINI | MONDAY, 30 MAY 2022

... Board members Vanessa Sullivan and Graham Cockroft will oversee the strategic review. AGL have advised it will approach the court for orders to cancel the scheme.

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Global X awards mandate for ETF business

ELIZA BAVIN | 12:33PM

Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA | 11:56AM

Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI | 11:09AM

The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA | 12:20PM

MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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