Search Results | Showing 621 - 630 of 5215 results for "2015-16 ASIC" |
| | | ... extreme dearth of talent making it difficult for fund managers and super funds to meet ASIC's expectations. Earlier this month, ASIC released the findings of its review of product issuers' compliance with the design and distribution obligations (DDO) ... |
| | | | ... a financial services business in Australia. The newest version replaces the last guidance which was issued in June 2013. ASIC said RG 121 has been reissued to remove references to expired or repealed AFS licensing relief, including class relief granted ... |
| | | | ASIC and the Reserve Bank of Australia (RBA) have been given new powers under new financial market infrastructure laws to enhance their licensing, supervisory, and enforcement abilities. The Treasury Laws Amendment (Financial Market Infrastructure and ... |
| | | | ... leave Australia. The companies in question are ALAMMC Developments, SDAMF, Harvey Madison Capital, and Coral Coast Mutual. ASIC began investigating McWilliams and the associated companies earlier this year after receiving information from the Queensland ... |
| | | | ASIC's case against Rest, in which it alleged the super fund misled members about their ability to transfer superannuation out of the fund, has been thrown out by the Federal Court. The case focused on Rest's past practices around rollover requests ... |
| | | | ... goals. We do not have the financial capacity to underwrite the misconduct of large companies, and nor should we," Abood said. ASIC took action on Dixon Advisory in 2021, alleging 51 instances of bad financial advice that breached the best interests duty ... |
| | | | ... contravening s192e(1)(b) Crimes Act 1900 (NSW) (Crimes Act), with a further four offences to be considered on sentencing, ASIC said. The offences took place between October 2015 and May 2020, where McCabe obtained $940,350 from eight victims, seven of ... |
| | | | ASIC is updating the default rate of nominal wage inflation in its relief instrument, which will affect those who provide superannuation forecasts. The default rate of nominal wage inflation will decrease from 4% p.a. to 3.7% p.a. in ASIC (Superannuation ... |
| | | | The Financial Advice Association Australia (FAAA) is calling on all federal members of parliament to support a public inquiry into the collapse of Dixon Advisory and the flow-on effect on the Compensation Scheme of Last Resort (CSLR). The FAAA has written ... |
| | | | ... 2023 AGM, however has been under immense pressure in recent years particularly in relation to the CHESS replacement project. ASIC has initiated legal action against the stock exchange, alleging it made misleading statements related to the program. |
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