Search Results | Showing 611 - 620 of 1613 results for "Recommended" |
| | | ... permitted to under the Superannuation Industry (Supervision) Act 1993 or the SMSF's trust deed. He was also found to have recommended another client to use funds from his SMSF to provide a business loan to Rao, despite knowing that such an investment ... |
| | | | ... other clients; they were placed into administration in December 2012 and January 2013. The court heard that Sherwin recommended clients rollover their superannuation into an SMSF held in a bank account. ASIC began investigating the bank account activities ... |
| | | | ... compensation is payable to consumers affected by the breach," the Taskforce said. In identifying these issues, it recommended ASIC have the power to direct how a financial services or credit licensee should conduct itself to address or prevent compliance ... |
| | | | ... When it comes to providing approved product lists, Martinis said less is more. "Don't give your PI insurer the Zenith recommended list as your APL because you cannot possibly know 1200 products. Yes, that might be your investable universe, but what are ... |
| | | | ... public good" to which he replied "but I'm getting less and less people and funding so the good is declining." He then recommended, at minimum, a price signal should be established by the Federal Government for the use of ASIC resources. The big four ... |
| | | | ... regular internal audits, and that issues identified by external audits conducted were not adequately addressed nor recommended changes implemented. Further, NSG's "commission only" remuneration model meant that advisers would be paid by way of commission ... |
| | | | ... not very common in private schemes in Australia and few pension plans have mandatory survivor schemes in place." It recommended that at minimum, superannuation should be taken as an annuity to avoid people from falling into poverty once they run out ... |
| | | | ... (12,500 penalty units), or three times the benefit gained (or loss avoided) or 10% of annual turnover. The paper also recommended serious offences receive the highest penalties: Imprisonment of 10 years, a fine of $945,000 (4500 penalty units), or three ... |
| | | | ... bank and its subsidiary, Westpac Life Insurance Services, on behalf of customers and superannuation funds that were recommended life insurance policies by St George Bank, Bank of Melbourne, BankSA or BT Advice. According to the statement of claim, advised ... |
| | | | ... Accumulation Index benchmark of 3.4% per annum over the same period. Lonsec and Zenith have rated the fund as 'highly recommended.' Cromwell's assets under management stands at $10.1 billion across Australia, New Zealand and Europe. |
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