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Showing 601 - 610 of 903 results for "Banned"

Tit-for-tats and all that jazz

BENJAMIN ONG  |  WEDNESDAY, 6 AUG 2014
... airline Aeroflot because of EU sanctions, with one newspaper reporting that European flights to Asia over Siberia could be banned". Obviously, the aim here is to erode European airlines' competitive advantage by raising fuel costs because they would ...

ASIC puts an end to PIS monitoring program

LAURA MILLAN  |  TUESDAY, 29 JUL 2014
... "on a number of occasions" and that advisers were terminated "on few occasions." At least one former PIS adviser has been banned from financial services by ASIC in the past few weeks, and the dealer group has seen adviser numbers halve to 533 since 2011. ...

Dip-buying pays

BENJAMIN ONG  |  TUESDAY, 29 JUL 2014
... markets, it also reminds me of Bob Dylan's classic, "... how many times must the cannon balls fly Before they're forever banned? The answer my friend is blowin' in the wind The answer is blowin' in the wind." But despite these uncertainties, there's ...

ASIC obtains court orders against former Ballast adviser

LAURA MILLAN  |  THURSDAY, 24 JUL 2014
... deal with any client accounts without prior express written authority from the client. The regulator has also permanently banned former financial adviser Adam David Joyner from providing financial services. Joyner was an authorised representative of ...

ASIC puts hold Custom Wealth's AFSL

STAFF WRITER  |  TUESDAY, 22 JUL 2014
... ASIC suspended the group's licence after it entered into receivership on June 11, 2014. The regulator has also permanently banned Queensland-based financial adviser Thanh Quoc Tu, who an adviser at Patersons Securities and later, at Cognitive Wealth ...

ASIC permanently bans former finance broker

HARRY PAGE  |  THURSDAY, 10 JUL 2014
The Australian Securities and Investments Commission (ASIC) has permanently banned former Victorian finance broker Rudy Frugtniet after he provided misleading information and lacked full disclosure on a credit licence application. Frugtniet is a former ...

ASIC jails AMP former adviser

HARRY PAGE  |  THURSDAY, 3 JUL 2014
... after being convicted for 181 counts of theft. The Australian Securities and Investments Commission (ASIC) has permanently banned former Tina Louise McPhee in the wake of the conviction. McPhee, a South Australian adviser, was previously an authorised ...

Senate report, a turning point for advice industry

LAURA MILLAN  |  THURSDAY, 26 JUN 2014
... egregious misconduct causing widespread harm to clients." It also asked for banning provisions which would ensure that a banned person could not be a director, manager or hold a position of influence in a company providing a financial service or credit ...

MySuper flips members out of millions: CSSA

JAMES FERNYHOUGH  |  TUESDAY, 24 JUN 2014
... of flipping members from less expensive corporate super accounts into more expensive personal accounts was effectively banned in 2012 with the passing of the Stronger Super reforms. However, the CSSA said members who were flipped into personal accounts ...

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
Former Professional Investment Services (PIS) and AMP Financial Planning advisers have been banned from financial services. The Australian Securities and Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo ...