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Showing 41 - 48 of 48 results for "Regulator ASIC"

Govt overhauls consumer credit regulation

MICHELLE BALTAZAR  |  FRIDAY, 3 OCT 2008
... key credit regulation, the Uniform Consumer Credit Code (UCCC) - replacing existing State legislation. Finance regulator ASIC will wield more power under the new regime with the Government requiring all providers of consumer credit and credit-related ...

AIMA and IFSA respond to temp shorting ban

MICHELLE BALTAZAR, MICHAEL HOBBS  |  MONDAY, 22 SEP 2008
... need to have a look at if there is any impact on redemptions. These are serious questions we'll be talking to the regulator ASIC to get a more definitive position," he said. He continued, "A number of our members are looking at their mandates and looking ...

Super fund reporting to go online: ASIC

RUTH LIEW  |  MONDAY, 23 JUN 2008
The country's financial regulator ASIC is giving super funds the go ahead to use the web as their default method of delivering annual fund information to members, as long as certain conditions are met. "We have decided that for this year we will allow ...

Claws out on unlicensed super trustees

... been received of which 93 have been approved and the remainder to be processed by June. But according to the other regulator ASIC, there are around 300 to 400 super funds who do not have a license and in the process of winding up as the 'transition phase' ...

Keep it short and simple: ASIC

Financial services regulator ASIC has made changes to the Corporations Act that will allow providers of general financial product advice to provide shorter, simpler general advice warning when they give oral general advice. 'By focussing on the core ...

iPod generation should learn how to save: ASIC

The financial services regulator ASIC has turned its attention to the spending behavior of young consumers and has produced a free comic designed to teach teenagers about money matters. The free comic titled 'To the Max' can be downloaded from the Young ...

ING Australia to correct unit pricing errors

... to conduct a review. Following the review, ING has voluntarily provided an Enforceable Undertaking to industry regulator ASIC of $14 million compensation to affected investors and around $10.5 million to be paid into the investment options of affected ...

ASIC warns licensees over possible AFS breaches

The Australian financial regulator ASIC has warned that some licensees may be in breach of their Australian Financial Services (AFS) licence and has advised that licensees can apply to vary their licence. The advice in the latest ASIC newsletter pointed ...
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