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Showing 41 - 50 of 831 results for "Regulations"

Aware Super recruits Marsh McLennan risk specialist

ELIZABETH FRY | THURSDAY, 29 MAY 2025

... risk across the fund's enablement, transformation and performance teams, ensuring compliance with legislation, regulations and internal policies. "The role is responsible for fostering a proactive risk culture and driving accountability for the identification ...

New SMSF trustees drive financial advice uptake

ANDREW MCKEAN | WEDNESDAY, 28 MAY 2025

... think of the many complexities associated with managing superannuation including keeping track of changes in rules and regulations, administration, taxes, choosing what to invest in, and then personal considerations such as retirement income needs and ...

Small construction firms drag productivity: CEDA

KARREN VERGARA | TUESDAY, 27 MAY 2025

... streamlining land-use regulation across all levels of government, including planning and zoning laws and subdivision regulations. It also urges the government to consider adjusting the relative tax rates and settings for individuals and small and large ...

QIC hires institutional sales director

ELIZABETH FRY | THURSDAY, 22 MAY 2025

... due diligence on a broad range of managed funds to identify and recommend investments aligned with client needs and regulations. Before that, Abercromby worked for 11 years at the New South Wales Treasury Corporation as an asset manager, leading mandate ...

DeepSeek, Alibaba: Silver linings for emerging markets strategy

KARREN VERGARA | THURSDAY, 22 MAY 2025

... "This was pulled because Ma made a comment that wasn't supportive of the government. There was also a change in regulations and questions around whether it should list as a tech company or a bank," Whiting said. During his sabbatical, Ma reportedly ...

Size of super impacting capital markets

ELIZA BAVIN | TUESDAY, 20 MAY 2025

... as an ASX 200 company. They actually grew. They started with something. So, we need to create an ecosystem. We need regulations to support that too," Lee said. "One thing that we haven't heard much of is the ability of us as an industry and us as ...

Macquarie raked over the coals again by ASIC

ANDREW MCKEAN | WEDNESDAY, 14 MAY 2025

... further comment," the company said. This marks ASIC's first enforcement action over short sale reporting since regulations were introduced in 2009 following the Global Financial Crisis. Macquarie, however, is no stranger to an ASIC crackdown - this ...

ASIC loses Block Earner case

KARREN VERGARA | WEDNESDAY, 23 APR 2025

... was not a regulated financial product of the kind alleged by ASIC. "This case highlights the importance of ensuring regulations evolve alongside technology. Without modernised guidance, Australia risks losing fintech innovation to offshore markets more ...

New SEC chair affirmed, FCA chief reappointed

MATTHEW WAI | FRIDAY, 11 APR 2025

... the emergence of innovative financial products," Brown said. "We encourage chair Atkins and the SEC staff to update regulations and guidance to align with these advancements, allowing the financial services industry to best serve clients in the modern ...

Jones clarifies scope of new class of adviser

ANDREW MCKEAN | FRIDAY, 28 MAR 2025

... can do and what they can't do more broadly in the associated material... some of that will be included in the regulations," Jones said. "I can categorically state that this is not some back door attempt to have new class of advisers providing a full ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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