Search Results | Showing 41 - 50 of 3517 results for "November" |
| | | ... services may include financial advice, investment management, insurance broking or dealing in financial products. Last November, the firm accepted a court enforceable undertaking from ASIC after the regulator found that the life insurance start-up was ... |
| | | | ... replicate combination of expertise in asset consulting, practice management, and asset management," Scarcity said. Last November, Scarcity launched the GP Access Fund, a semi-liquid open-ended fund operating on a commitment and call structure. It aims ... |
| | | | ... Ocorian's latest global study, which surveyed 301 senior executives, including 50 family office investment managers in November last year, found that 70% of family offices are inadequately staffed in their compliance departments. Around 64% of the respondents ... |
| | | | ... spent five years at Bravura, stepped into the role of APAC chief executive. Meanwhile, Spencer, who joined Bravura in November 2022, took up the position of Bravura chief executive, EMEA. |
| | | | ... saw outflows of $1.6 billion and $900 million respectively during the same period. Barrow Hanley, which was acquired in November 2020, stood out as the sole boutique to post positive net flows, adding $300 million during the quarter. Separately, Perpetual ... |
| | | | ... a half years in 2016. Because of the investigation, Financial Circle's AFSL and credit licenses were cancelled in November 2018, and the company was fined $9 million. ASIC called the Financial Circle case a "sequel" to the WRM [injunction] proceedings ... |
| | | | ... transaction. ASX-listed COG Financial Services (COG) was initially in the running to acquire Diverger. COG backed away last November, together with its offer of $1.4083 per share. Brook added since announcing the acquisition and despite employment uncertainty ... |
| | | | ... improving, Roy Morgan data shows. Fresh findings from the research house saw super fund awarded a rating of 69.5% in November 2023, an increase of 0.9% from the last reported results in July 2023. The Roy Morgan Superannuation Satisfaction Report, based ... |
| | | | ... is prohibited and carries significant penalties," Kirkland said. "We acknowledge those AFS licensees who, since late November, have registered their advisers ahead of the requirement commencing. We urge AFS licensees that have not registered their advisers ... |
| | | | ... Ocorian suggests. The global study, which surveyed 301 senior executives including 50 family office investment managers in November 2023, found a staggering 98% of family office professionals plan to increase the level of outsourcing at their organisation ... |
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