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Showing 581 - 590 of 1892 results for "Associated"

ASIC, IOSCO report on debt capital raisings

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... reduced participation and increased funding costs. In light of this, the regulator argues that the management of risks associated with allocation of debt securities is essential; as is managing conflicts of interest and insuring information provided ...

ASIC wealth director nabs promotion

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... within ASIC. She also managed ASIC's relationship with the Commonwealth Treasury. Bird started off her career as an associated to the Honorary Michael McHugh, of the High Court of Australia, who served from 1989 to 2005. She worked with McHugh as an ...

Westpac reaches $1.3bn AUSTRAC deal

ELIZA BAVIN  |  THURSDAY, 24 SEP 2020
... possible child exploitation, and two further failures to assess the money laundering and terrorism financing risks associated with correspondent banking relationships. Westpac chief executive Peter King apologised for the bank's failings and said ...

J.P. Morgan rolls out global accounting services

ELIZA BAVIN  |  WEDNESDAY, 23 SEP 2020
... their oversight and sign off process, which is a fantastic step forward." Helyar said there will be no fees or costs associated with the change over to the new system, however there will be a range of additional services made available that each comes ...

Retail fund satisfaction drops

ELIZA BAVIN  |  WEDNESDAY, 23 SEP 2020
... challenging year with millions of people opting to withdraw up to $10,000 in funds in response to the COVID-19 pandemic and associated shutdowns," Levine said. "The volatile share-markets so far during 2020 as well as the withdrawal of around $33 billion ...

Robo advice solution set to launch

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... bring our clients this offering". The service is available to Arrow clients now. While there are no upfront advice fees associated with the product, there is an ongoing advice fee of 0.4% per annum, as well as an investment management fee of 0.64%. There ...

Fees should reflect investor skill: AB

ELIZA BAVIN  |  WEDNESDAY, 16 SEP 2020
... beta, how much is from exposure to factors like growth or value, and what's remaining from those returns that can be associated to manager skill and active management." Prime alpha, Fay said, is very persistent and if a manager has been able to achieve ...

Citi names global chief executive

KARREN VERGARA  |  MONDAY, 14 SEP 2020
... consumer banking, overseeing 19 countries, including retail banking and wealth management, credit cards, mortgages and the associated operations and technology. "I am honored by the board's decision and grateful to Mike for his leadership and support. ...

Australian Unity profits plummet

ALLY SELBY  |  WEDNESDAY, 9 SEP 2020
... provisioning (up $6.5 million) and higher client care costs (up $7.1 million). Operating expenses were also impacted by costs associated with the group's corporate office moving to leased premises (a $7 million impairment), as well as some "timing-related ...

ASIC restrains Mawhinney

ELIZABETH MCARTHUR  |  THURSDAY, 3 SEP 2020
... to the bitter end is likely over for now. Further, Mawhinney will not be able to receive or solicit any funds at all associated with a financial product. These orders apply to all products currently offered by Mayfair 101, including the M Core Fixed ...