Search Results | Showing 561 - 570 of 6442 results for "Regulatory" |
| | | ... superannuation, and investment services. "Nathan has been a crucial part of our leadership team, offering not only extensive regulatory and compliance expertise but also insightful strategic thinking and operational discipline," said Aura Group managing ... |
| | | | Equity Trustees was fined nearly $60,000 by the regulator for making misleading statements about the holdings of a sustainable bond fund. Equity Trustees agreed to pay three infringement notices totalling $56,340 over allegations it made misleading ... |
| | | | ... and select international markets. Australia, Royal London said is a "natural growth market," given its cultural and regulatory alignment with the UK. The asset manager also pointed to the relevance of its heritage as a retirement and investment mutual ... |
| | | | ASIC is investigating Queensland financial services firm Australian Fiduciaries, which has $160 million of investor money, and seeks asset preservation orders and the appointment of receivers. ASIC believes that about 600 retail investors have invested ... |
| | | | ASIC has cancelled the AFSL of Financial Services Group Australia (FSGA), which has links to the Shield Master Fund and First Guardian Master Fund. FSGA's responsible manager (RM) Graham Holmes has also been permanently banned from working in the ... |
| | | | ASIC has launched another inquiry into the ASX, this time focusing on its overall governance, capability, risk management frameworks and practices. The inquiry will be led by a panel that will make recommendations to address any identified shortcomings ... |
| | | | ASIC chair Joe Longo has hailed the superannuation industry's $4.1 trillion war chest, which is larger than the ASX's total market capitalisation, as an impressive achievement. But for all its size and influence, Longo reinforced at the AmCham Regulator ... |
| | | | The Australian Shareholders' Association (ASA) is urging the federal government to reconsider the proposed terms on the Division 296 superannuation tax. The super tax has received mixed opinions since its announcement, but the Labor government has insisted ... |
| | | | ... viewed as a strategic investment, affording them more direct influence over company operations and, potentially, less regulatory restrictions. "... we could take some really, really bad stuff in private equity and make it really, really good because ... |
| | | | A former financial adviser that redirected $14.8 million in client and family funds into a crypto scam has been banned for 10 years. Glenda Rogan of Wollongong and Sutherland Shire allegedly transferred at least $14.8 million of funds invested by clients ... |
|