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Showing 561 - 570 of 3878 results for "February"

AUSTRAC drops action after Bell FG audit

CASSANDRA BALDINI  |  FRIDAY, 30 JUN 2023
... against Bell Financial Group's three subsidiaries following an audit of its financial crime law compliance. Last February, AUSTRAC ordered an external auditor assess Bell Potter Securities, Bell Potter Capital and Third Party Platform regarding the ...

Asset managers ride the storm: Research

CHLOE WALKER  |  WEDNESDAY, 28 JUN 2023
... Greenwich in partnership with Northern Trust, interviewed 151 senior asset management professionals across the globe between February and April. Collectively, 82% of respondents said that the volatility experienced over the past 12-18 months has not ...

FSCP hands down second order, audits adviser

KARREN VERGARA  |  WEDNESDAY, 28 JUN 2023
... retail client. The written direction also forces an audit of 10 past SoAs that the adviser provided to clients between 1 February 2023 and 30 April 2023. "The relevant provider is required to provide the independent person's findings as a result ...

ASIC releases May exam pass rate

KARREN VERGARA  |  MONDAY, 19 JUN 2023
... remains relatively steady at 63%. Of the 195 candidates who sat the May exam, 122 or 63% passed. This is in line with the February exam, which had similar results of 195 candidates and a 67% pass rate. Nearly three quarters of the candidates sat the ...

Former Big Un executive smacked with insider trading charge

ANDREW MCKEAN  |  WEDNESDAY, 14 JUN 2023
... increased to 15 years imprisonment. The matter has been listed for mention at the Downing Centre Local Court on July 25. In February, ASIC commenced legal proceedings against former Big Un chief executive Richard Evertz. He stands accused of providing ...

Former BBY operations lead sentenced

JAMIE WILLIAMSON  |  FRIDAY, 9 JUN 2023
... entitled to draw down $4.4 million on 28 June 2013; draw down an average of $3.53 million each day between November 2014 and February 2015; and retain the additional funding from its overdraft between March and May 2015, a daily average of $2.67 million. ...

Senate Committee rethinks franking credit changes

ANDREW MCKEAN  |  TUESDAY, 6 JUN 2023
... Committee has urged the government to review laws that would impact franked dividends funded by capital raisings. In February, the government tabled the Treasury Laws Amendment (2023 Measures No.1) Bill 2023 which among other things sought to standardise ...

Fraudulent property director charged

CHLOE WALKER  |  TUESDAY, 6 JUN 2023
... other savings to invest a property development. Following an investigation, ASIC is alleging that between May 2016 and February 2017, Steele misled the investors into withdrawing funds from their employer superannuation funds and savings accounts to ...

GQ Multifamily platform boost BTR pipeline

CHLOE WALKER  |  THURSDAY, 1 JUN 2023
... needed apartment stock" to the market. The news comes after GQ Multifamily announced the closure of its second BTR fund in February. With two sites currently under construction in St Kilda and Southbank and another two to commence construction in Parramatta ...

Rest extends Link partnership

JAMIE WILLIAMSON  |  FRIDAY, 26 MAY 2023
... Link Group has officially renewed its mandate with Rest, with the industry fund signing on for another five years. In February, the administrator flagged it was in discussions with Rest and a renewal was likely. Today, it's confirmed a new contract has ...