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Showing 561 - 570 of 2521 results for "Court"

Banned adviser told to stay put

CHLOE WALKER  |  FRIDAY, 16 JUN 2023
... an ex parte basis without Ridgway's presence, require him to deliver his passport to the Brisbane Registry of the Federal Court. An ASIC investigation found the former adviser put millions of dollars of client money into unauthorised investments. Specifically ...

Former Big Un executive smacked with insider trading charge

ANDREW MCKEAN  |  WEDNESDAY, 14 JUN 2023
... maximum sentence has increased to 15 years imprisonment. The matter has been listed for mention at the Downing Centre Local Court on July 25. In February, ASIC commenced legal proceedings against former Big Un chief executive Richard Evertz. He stands ...

Perth-based Ponzi scheme shut down by court

JAMIE WILLIAMSON  |  FRIDAY, 9 JUN 2023
A Perth woman has been permanently banned from running a financial services business, while the $11 million illegal investment scheme she ran will be wound up. Monica Kaur, through her business MKS Property Investments/Developments, encouraged around ...

Director charged over illegal investment scheme

JAMIE WILLIAMSON  |  THURSDAY, 8 JUN 2023
... invest in businesses he owned, all while operating unlicensed. Ashley Vincent Arandez fronted the Melbourne Magistrates Court this week charged with three counts of dishonest conduct, eight counts of dealing with proceeds of crime, and one count of carrying ...

Fraudulent property director charged

CHLOE WALKER  |  TUESDAY, 6 JUN 2023
... accounts and used the money for purposes other than the property development. Steele appeared in the Southport Magistrates Court on June 5. The matter has been adjourned to July 17. Steele has been charged with seven counts of breaching s408C(1)(a)(i) ...

Collapsed trading house hit with charges

CHLOE WALKER  |  MONDAY, 5 JUN 2023
... with five offences, is alleged to have fabricated evidence related to Berndale funds in overseas bank accounts in Federal Court proceedings. D'Amore and Kirby are also alleged to have made a false statement or submitted false or misleading documents ...

TPB grilled over handling of PwC scandal

JAMIE WILLIAMSON  |  THURSDAY, 1 JUN 2023
... that we haven't failed to deal with what's occurred here." In dealing with such matters, the TPB can apply to the Federal Court for an order for payment of a pecuniary penalty - something, Pocock pointed out, it has not done. "Why no fine? The average ...

Bank of Queensland slapped with EU

CASSANDRA BALDINI  |  WEDNESDAY, 31 MAY 2023
APRA and AUSTRAC have agreed to a court enforceable undertaking (CEU) following weakness in the bank's risk management and money laundering controls. APRA said it's acted following several beaches or its prudential standards and a review that ...

No regrets: Hayne reflects on Royal Commission

KARREN VERGARA  |  TUESDAY, 30 MAY 2023
Nearly six years since the landmark Royal Commission, former High Court justice Kenneth Hayne stands by his recommendations that upended the banking and financial services sectors. Making a rare appearance at the International Congress of Actuaries ...

Melissa Caddick declared dead by coroner

JAMIE WILLIAMSON  |  FRIDAY, 26 MAY 2023
... could not be determined by autopsy and remains unknown, the coroner said. And, while oceanographic evidence rendered to the court during the inquest established it was possible Caddick entered the water off Sydney's Dover Heights on or around November ...