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Showing 551 - 560 of 2077 results for "Apply"

ASIC looks to tighten crypto ETP oversight

JAMIE WILLIAMSON  |  WEDNESDAY, 30 JUN 2021
... risk and environmental risk. "We also consider that minimum standards as to pricing, risk management and custody should apply regardless of an entity's legal structure to prevent regulatory arbitrage and foster a level playing field for competition ...

Regulators urge wider DDO adoption

JAMIE WILLIAMSON  |  WEDNESDAY, 30 JUN 2021
... products share key features, such as insurance. According to the notes, there is also confusion around whether the requirements apply to clearing houses. ASIC confirmed clearing houses are caught by the DDOs, but said it welcomes industry views on this ...

Sydney boutique swaps RE

KANIKA SOOD  |  TUESDAY, 29 JUN 2021
... Asset Management has swapped out Fundhost for Equity Trustees as its responsible entity after a unitholder vote. The changes apply to two funds: the $9.5 million Harvest Lane Asset Management Absolute Return Fund and the $8.2 million Harvest Lane Asset ...

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... reporting; and the suspension or cancellation of registrations. It can issue an infringement notice or recommend that ASIC apply to the court for a civil penalty. The current regulations are limited to banning advisers. The new law will create additional ...

Government to create ASIC, APRA regulator

ANNABELLE DICKSON  |  THURSDAY, 24 JUN 2021
... regulators)." Treasurer Josh Frydenberg added that the reports will "complement the existing accountability mechanisms that apply to the regulators". One of the FRAA's inaugural tasks will be to assist newly appointed ASIC chair Joseph Longo in ensuring ...

J.P. Morgan AM acquires forestry manager

KARREN VERGARA  |  TUESDAY, 22 JUN 2021
... business in a way that is meaningful. The investment is made on behalf of high-net-worth individuals and will allow the firm to apply expertise in managing forests, which are a natural solution to many of the world's climate, biodiversity and social ...

Iress hires head of product design

ANNABELLE DICKSON  |  WEDNESDAY, 9 JUN 2021
The financial services software company hired a global head of product as it looks to focus on design innovation. Amir Ansari joins from digital consultant firm Transpire where he was director of user experience. He is also currently chair and mentor ...

Family law super reforms released

ANNABELLE DICKSON  |  TUESDAY, 1 JUN 2021
... exposure draft legislation will use information held by the Australian Taxation Office (ATO) and allows an individual to apply to the court to request their former partner's superannuation information. The information sharing with the ATO will also disclose ...

ASIC cancels AFSLs

ANNABELLE DICKSON  |  TUESDAY, 25 MAY 2021
... since 13 January 2016 and an ACL since 14 January 2016 whereas Starkey held its AFS licence since 8 June 2006. Both can apply to the Administrative Appeals Tribunal for a review of the decisions.

Super fund whistleblower policies lacking: ASIC

KANIKA SOOD  |  THURSDAY, 20 MAY 2021
... requirement, we strongly encourage companies and trustees to do this, as the expanded whistleblower protections can now apply to people outside the company or trustee, such as former employees and suppliers," she said. The whistleblower policy is laid ...