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Showing 501 - 510 of 28185 results for "NOT"

Former AMP adviser banned over false documents

JAMIE WILLIAMSON  |  THURSDAY, 5 FEB 2026
... processed. The conduct resulted in fees being deducted from the super accounts of four clients, despite the clients having not met with Nong or signed any documents, The conduct occurred while Nong was working at 360 Financial Strategists and licensed ...

Betashares, VanEck add to product lineups

JAMIE WILLIAMSON  |  THURSDAY, 5 FEB 2026
... are seeking lower-risk investments like cash and money market strategies to achieve a higher yield, so that inflation does not erode the value of their wealth. "MONY is a core cash solution that aims to enhance yield. We have designed a portfolio that ...

Family offices hunt opportunities in AI: Report

KARREN VERGARA  |  THURSDAY, 5 FEB 2026
... enduring impact." Notably, succession planning for family office management is a frequent challenge and concern as 86% do not have a plan in place. Many of the family offices surveyed are leanly staffed and struggle to identify successors for key roles. ...

BTC Markets names chief executive

ANGELIQUE MINAS  |  THURSDAY, 5 FEB 2026
... appointment as strengthening the company's ability to execute. "Paul understands how regulated markets work in practice - not just in theory," Dobbins said. "That experience will be critical as we scale the business responsibly and continue to raise ...

Advisers need more support: FAAA submission

ANGELIQUE MINAS  |  THURSDAY, 5 FEB 2026
In a pre-Budget submission, the Financial Advice Association Australia (FAAA) has proposed five key recommendations to increase the number of advisers and cut through regulatory red tape, while supporting consumer protections. The FAAA urged the federal ...

Rapid AI adoption leads to heightened private market engagement: Nuveen

MATTHEW WAI  |  THURSDAY, 5 FEB 2026
... among institutional investors, with many exploring how the innovation can evolve. "What's evolved in the last 12 months is not just the recognition of AI's transformative potential, but the sophistication with which investors are approaching ...

Petra Capital fined over misreporting of 15k trades

MATTHEW WAI  |  THURSDAY, 5 FEB 2026
... conducted for the same client, to which Petra responded on 4 December 2023 by identifying that the earlier system upgrade did not resolve the origin of order issue ASIC had initially raised, and it may "have occurred across a broad range of clients." ...

WT Financial Group clear on 2026 strategy, rebrands retail advice arm

MATTHEW WAI  |  WEDNESDAY, 4 FEB 2026
... simple things like the costs involved in the business and the way they communicate with clients and the broader market; we're not afraid of the rebranding exercise and remain confident that our clients are comfortable with the decision." He said when ...

Super trustees told to up fraud protection game

MATTHEW WAI  |  WEDNESDAY, 4 FEB 2026
... outdated" or generic and overly complex. Only 19% of super funds clearly defined what constitutes a scam, and one third did not provide messaging on their website on common scam signs, ASIC said. Additionally, only about one third provided actionable ...

Future Fund adds $30bn to FUM in 2025

MATTHEW WAI  |  WEDNESDAY, 4 FEB 2026
... the government also deferred the date of the first drawdown until 2032-33, which provides the opportunity for the fund to not only meet the superannuation liabilities for which it was established, but to become an enduring sovereign wealth fund that ...