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Showing 31 - 37 of 37 results for "Record of Advice"

Advice firm ditches platform, adopts MDA

STAFF WRITER | TUESDAY, 26 MAY 2015

... self-managed super fund and want to invest directly in broad range of investments without the hassle of responding to a Record of Advice when there are changes to their portfolio," MEDIQ managing partner Ravi Agarwal said. The firm, which mainly caters ...

CFS upgrades FirstChoice and FirstWrap platforms

MARK SMITH | TUESDAY, 7 MAY 2013

... of client accounts and enhanced administration support. Improvements to FirstChoice will see it combine a new Record of Advice (RoA) tool with model portfolio implementation. These latest upgrades will be combined with a new corporate actions capability ...

ASIC MDA review requires further clarity: IMAP

ALICE URIBE | TUESDAY, 30 APR 2013

... an earliest effective date of 2015, and has requested ASIC makes it clear that a review can be taken through a Record of Advice (ROA), rather than a requiring a full Statement of Advice (SOA). A final key proposal made by IMAP in its submission to ASIC ...

Industry cheers red tape cuts

... Accountants in Australia (ICAA). According to the proposed laws, financial planners will only need to provide a Record of Advice (RoA) as opposed to a full Statement of Advice (SoA) for individuals investing less than $15,000. Planners also don't have ...

Advice shortage shows system is failing: TOWER

ALEX DUNNIN | FRIDAY, 15 JUN 2007

... clients unless they have large amounts of investable assets. For these smaller customer, we obviously just need a "record of advice," he said. However, the compliance hurdles are more damaging for consumers seeking advice on insurance. "The proposed ...

FPA opposes creation of product sellers

... responsibility in choosing a particular product will be almost entirely theirs." The FPA has also questioned the proposed 'record of advice' threshold of $10,000, stating that it is too low as most clients seeking advice will have more than $10,000 and ...

At long last some logic on FSR streamlining

ALEX DUNNIN | FRIDAY, 17 NOV 2006

... the recommendation of a product and no remuneration is received for, or in relation to, the advice." Instead, a Record of Advice would be required if the amount being advised on is less than $10,000. The proposals also said the Australian and Securities ...

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Brookfield Oaktree to further democratise alternatives in Australia

ANDREW MCKEAN

Local investors will get access to Brookfield Oaktree Wealth Solutions' global private credit strategy later this year, with plans to launch it as a unit trust.

Retail funds drive down admin fees: KPMG

KARREN VERGARA

Expensive retail superannuation funds have finally become competitive with industry funds after bringing down their administration fees, a new analysis by KPMG shows.

DWS names APAC chief investment officer, real estate

JAMIE WILLIAMSON

DWS appointed Matthias Naumann as chief investment officer, real estate in Asia Pacific as a sign of its ambitions in the region.

Employees will quit on full return-to-office orders: Survey

KARREN VERGARA

Financial services professionals will threaten to quit if they are forced to go into the office five days a week, a Robert Walters survey finds.

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