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Showing 481 - 490 of 5250 results for "Information"

Keystone Asset Management to be wound up

JAMIE WILLIAMSON  |  TUESDAY, 3 DEC 2024
... clients to invest in Shield, has written to investors on two occasions recently with what it believes to be incomplete information, adding that "statements in the letters are inaccurate." The regulator urged any investors who have questions about their ...

Firms treat CSLR as 'insurance policy': FAAA

KARREN VERGARA  |  MONDAY, 2 DEC 2024
... sufficiently before we got into the 2025-26 year. We wanted to make sure they had enough time to look at [all the information]. If it needs to be extended, then I'm sure that that's okay, as long as we get the result we want," Anderson explained. ...

AI no silver bullet for advice process, documentation: Experts

KARREN VERGARA  |  FRIDAY, 29 NOV 2024
... the initial engagement process, marketing materials, and setting pre-meeting emails and so forth, but in terms of information gathering, Travers said "there is no way to avoid the fact that your contact with the client is something you have to do face ...

ASIC issues new guidance on DBFO reforms

KARREN VERGARA  |  FRIDAY, 22 NOV 2024
... Delivering Better Financial Outcomes (DBFO) reforms. The regulator issued two new documents regarding fee arrangements: Information Sheet 286 FAQs: Ongoing fee arrangements and consents and Information Sheet 287 FAQs: Non-ongoing fee requests or consents. ...

Treasury consults on new crypto tax laws

ELIZA BAVIN  |  FRIDAY, 22 NOV 2024
... CARF, which is a new international tax transparency framework. CARF allows tax authorities to collect tax-related information from providers of crypto asset transactions and share tax-related information on crypto assets with other tax authorities. Treasury ...

JANA snags Ignition Advice executive

MATTHEW WAI  |  THURSDAY, 21 NOV 2024
... BT Investment Management, BlackRock, and Macquarie Group. Before his time at Ignition Advice, Mahoney was the chief information and technology officer at Mason Stevens for five years. In the new role, Mahoney will continue to bolster the firm's data ...

ASIC flags 'consistently weak' claims processes

JAMIE WILLIAMSON  |  WEDNESDAY, 20 NOV 2024
... commonly presented to boards at least annually, however that reporting was often based on incorrect or inappropriate information, the regulator reinforced. "Boards should have access to regular performance reporting that is meaningful, complete and at ...

Chalmers unveils new superannuation reforms

ELIZA BAVIN  |  WEDNESDAY, 20 NOV 2024
... retirement. "These changes will empower more Australians to make the most of their superannuation through more trusted information, better products and greater transparency," he said. ASFA chief executive Mary Delahunty welcomed the reforms saying they ...

Former adviser charged with dishonest conduct

KARREN VERGARA  |  TUESDAY, 19 NOV 2024
... from ASIC. He is currently on bail. The CDPP is also investigating him for allegedly providing false or misleading information to ASIC during an examination. In 2023, ASIC permanently banned Ridgway from having any involvement in financial services. ...

ClearView's share price tanks 31%

KARREN VERGARA  |  TUESDAY, 19 NOV 2024
... intention was to give a general update at the meeting. "It was not considered a price sensitive announcement and all information in the speech was expected to be considered holistically," ClearView said. Managing director Nadine Gooderick opened the ...