Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 471 - 480 of 6692 results for "securities"

ASIC strips institutional broker's AFSL

ANDREW MCKEAN  |  THURSDAY, 16 NOV 2023
... obligations" by this deadline. First City was previously permitted to provide financial product advice and deal in securities for wholesale clients.

CQS sold to Manulife Investment Management

CASSANDRA BALDINI  |  THURSDAY, 16 NOV 2023
... investment officer for the credit division Craig Scordellis, and senior partner and chief executive for asset-backed securities (ABS) Jason Walker. The $955 billion (CAD $845 billion) Manulife said both its clients and CQS's will gain access to enhanced ...

ASIC to crack down on superannuation misconduct

ANDREW MCKEAN  |  WEDNESDAY, 15 NOV 2023
... misleading statements", misrepresenting its Ethically Conscious Global Aggregate Bond Index Fund by claiming it screened all securities against specific ESG criteria. Separately, ASIC initiated civil penalty proceedings in the Federal Court against Active ...

HUB24 unveils new offering for lower balance clients

CHLOE WALKER  |  WEDNESDAY, 15 NOV 2023
... investment solutions for financial advisers and their clients." "Providing low-cost, instant exposure to over 16,000 securities through a range of asset classes, our Diversified Managed Account Strategies harness Vanguard's global portfolio management ...

Australian Unity sells advice arm to Fortnum, Nestworth

ANDREW MCKEAN  |  TUESDAY, 14 NOV 2023
... future needs." The joint lead managers of the A$MTN issuance were ANZ Bank, Commonwealth Bank of Australia, and Mizuho Securities.

Msquared Capital bolsters local team

CHLOE WALKER  |  TUESDAY, 14 NOV 2023
... managing director Paul Myliotis said Thomas' experience across a variety of asset classes in both listed and unlisted securities, and across funds management, along with his proven ability to enhance and elevate existing companies makes him a perfect ...

BlackRock plans to launch Ethereum ETF

ANDREW MCKEAN  |  MONDAY, 13 NOV 2023
... $9 trillion asset manager similarly registered a Bitcoin trust, which was closely followed by a filing with the US Securities and Exchange Commission (SEC) for a groundbreaking Bitcoin ETF. The iShares Ethereum Trust aims to track the price of Ether ...

Wealth managers seek better data warehouse solutions: BNP Paribas

CHLOE WALKER  |  FRIDAY, 10 NOV 2023
... and more, then we will be in a stronger position to more efficiently meet their needs." BNP Paribas' head of APAC securities services Franck Dubois agreed that clients want to consume their data in real-time. "In the custody space particularly, we ...

Fears grow around greenwashing litigation protections

ROSE MARY PETRASS  |  WEDNESDAY, 8 NOV 2023
... qualifications on their disclosures to limit any potential liability, creating confusion in the market." The Australian Securities and Investments Commission (ASIC) "will play an important role in this transitional period, to ensure best practice reporting ...

XTBs to be delisted following collapse

CASSANDRA BALDINI  |  TUESDAY, 7 NOV 2023
... corresponds to their pro-rata share of the proceeds generated from the sale of the trust's assets. "ACBC is the securities manager of the trust, on 1 September 2023, Alan Walker and Glenn Livingstone of WLP Restructuring were appointed as external ...