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Showing 471 - 480 of 1037 results for "Panel"

O'Dwyer names one-stop-shop dispute resolution lead

KARREN VERGARA  |  THURSDAY, 27 JUL 2017
... could be as high as $300 million. The Minister said while she welcomes the FSC's contribution to the debate, the Ramsay panel will take the research into consideration in making recommendations to Government. The Ramsay Review's final report will be ...

Advice requires customisation: Research

KARREN VERGARA  |  WEDNESDAY, 26 JUL 2017
... adviser has the skills to know how to read people and possessing emotional intelligence is key to this. Also presenting on the panel, Association of Financial Advisers chief executive Philip Kewin commented interpersonal skills - which are four times ...

Aurora pushes for Hastings takeover

ALEX BURKE  |  MONDAY, 17 JUL 2017
... changed, however, in light of ASIC taking stewardship of Aurora's significant stake in Molopo Energy after the Takeovers Panel made a declaration of unacceptable circumstances. As at 20 June, AIB's investment in Molopo represented about 39% of the value ...

AFA collaborating for education framework rethink

JAMIE WILLIAMSON  |  FRIDAY, 14 JUL 2017
The Association of Financial Advisers is calling on the broader financial services sector to help shape a new framework for adviser education, acknowledging all other existing frameworks in the market. The industry body will work with the Beddoes Institute ...

ASIC bans ex-AMP adviser

KARREN VERGARA  |  TUESDAY, 27 JUN 2017
... program for clients who received advice from Fong and suffered a financial loss. Meanwhile, ASIC's Markets Disciplinary Panel slapped Macquarie Securities with a $505,000 fine for trading "recklessly." An investigation in 2014 found Macquarie customised ...

Lonsec grows retirement panel membership

KARREN VERGARA  |  THURSDAY, 22 JUN 2017
Challenger is the latest to join Lonsec's thought leadership panel aiming to provide financial planners insights and solutions when it comes to advising clients on retirement. Lonsec Retire is an initiative between the research firm and actuarial provider ...

UBS cops $280,000 ASIC fine

ALEX BURKE  |  FRIDAY, 16 JUN 2017
UBS Securities paid $280,000 in penalties following two infringement notices issued by ASIC's Markets Disciplinary Panel. The first infringement notice pertained to UBS' PIN crossing system, in which orders are executed based on algorithms reflecting ...

FSC and EY seek WAMtech revolution

EMMA RAPAPORT  |  TUESDAY, 23 MAY 2017
... to WAM executives and potential investors and customers." Applications close on 7 June and will be reviewed by a judging panel comprising of WAM, financial services and fintech industry leaders. For more information, see the PitchFest website.

Super funds adopting insurers' investment strategies

KARREN VERGARA  |  TUESDAY, 23 MAY 2017
... so that income is generated and protected from inflation?', Hurt told an AXA IM media roundtable. Hurt, together with a panel of global AXA investment strategists, highlighted important trends that are making their way to Australia. Australia's fixed ...

Super associations unite to warn against 'political panel'

EMMA RAPAPORT  |  MONDAY, 8 MAY 2017
Industry associations across financial services have warned against the introduction of a government-appointed panel to select the eligibility of superannuation products for employer or employee choice. In various submissions to the Productivity Commission's ...