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Showing 461 - 470 of 1075 results for "Commissioner"

ASIC scolds banks over fee-for-no-service delays

HARRISON WORLEY | MONDAY, 11 MAR 2019

... Australia's largest financial institutions - AMP, ANZ, Commonwealth Bank, Macquarie, NAB and Westpac. According to ASIC commissioner Danielle Press, the institutions have taken too long to conduct further reviews of their fee-for-no-service issues. Press ...

Consultation opens for claim handling changes

HARRISON WORLEY | MONDAY, 4 MAR 2019

... consequences of removing the exclusion and therefore the Government has opened consultation. A recommendation from Commissioner Kenneth Hayne in the Royal Commission's final report earlier this year, the change would allow ASIC to enforce a higher standard ...

YBR in trading halt, flags loss

KARREN VERGARA | MONDAY, 4 MAR 2019

... commission to mortgage brokers and other commissions for new loans. This should be enacted within two or three years, Commissioner Kenneth Hayne said. "The borrower, not the lender, should pay the mortgage broker a fee for acting in connection with home ...

New ASX governance principles target culture

KARREN VERGARA | THURSDAY, 28 FEB 2019

The ASX and its new corporate governance principles unveiled overnight are taking a leaf out of Commissioner Kenneth Hayne's final recommendations. The fourth iteration of the ASX Corporate Governance Council's principles and recommendations ...

IFM Investors adds policy director

KARREN VERGARA | THURSDAY, 28 FEB 2019

... policy. Prior to joining ISA, May worked at the US Securities and Exchanges Commission (SEC) where he was counsel to Commissioner Luis A. Aguilar. He also assisted with the regulatory response to the Global Financial Crisis. IFM global head of external ...

AFA rebukes ideological drive against conflicted remuneration

HARRISON WORLEY | WEDNESDAY, 27 FEB 2019

... policy and professionalism Phil Anderson lashed significant sections of Kenneth Hayne's final report, taking the Commissioner to task over his perception of various aspects of the advice sector in the process. Referring to Hayne's recommendation that ...

Grandfathered commissions ban splits industry: Poll

KARREN VERGARA | MONDAY, 25 FEB 2019

... recommendations from the financial services Royal Commission will have either a material or severe impact on revenue. Commissioner Kenneth Hayne said in his final report said that there is no justification for grandfathering provisions in an industry ...

Labor responds to Royal Commission final report

JAMIE WILLIAMSON | MONDAY, 25 FEB 2019

... The party said it will also move to introduce a best interest duty for brokers, in line with the recommendation by Commissioner Hayne. Outlining additional measures, Labor will look to improve the Australian Financial Complaints Authority (AFCA). Caps ...

Royal Commission and its one canoe message is on point

HARRISON WORLEY | MONDAY, 25 FEB 2019

... Speaking on the final day of the Self-managed Super Fund Association's national conference in Melbourne, Cooper said Commissioner Kenneth Hayne's "lovely" assertion that intermediaries cannot stand in more than one canoe is the key takeaway from the ...

Advisers need to behave above the law

HARRISON WORLEY | FRIDAY, 22 FEB 2019

... Sanders said the code and the laws administering the conduct of advisers were two different things, drawing on parts of Commissioner Kenneth Hayne's final Royal Commission report into misconduct in financial services to explain the position. "What he's ...

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Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

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