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Showing 451 - 460 of 460 results for "Conflicts of interest"

ING property trust transforms itself into 3rd largest on NZE

... because ING Property Trust's management company also manages the MFL and SIL funds, prompting worries about conflicts of interest. But an independent appraisal by Grant Samuel has deemed the terms of the deal fair. It is forecast to boost the trust's ...

S&P places AXA Global Equity Tech Fund under review

AAP  |  MONDAY, 6 OCT 2003
... United States, which announced last week the suspension of two of its employees in relation to possible conflicts of interest. One of the employees suspended was the portfolio manager for the AXA Global Equity Technology Fund. Janet Walsh has taken over ...

ASIC gives clean bill to ASX, commends its high integrity

... and concludes that each has suitable market supervisions processes, including arrangements for handling conflicts of interest, monitoring the conduct of market participants and enforcing compliance with Listing Rules. The report acknowledges the substantial ...

Federal Government welcomes ASIC investment banking report

... significance of that - however weaknesses have been identified in a number of areas, notably how firms manage conflicts of interest." He added that there was encouraging evidence that industry is addressing these issues. "CLERP 9 will further address ...

ASIC clears Australian investment banking analysts of serious misconduct

While analysts at Australian investment banks were unlikely to have been embroiled in the same conflicts of interest that have bedevilled US securities firms, the Australian Securities and Investments Commission (ASIC) said today there are a number ...

FPA calls for full disclosure on Risk Products

... disclosure of commissions on risk products may have the unintended affect of re-introducing influence and conflicts of interest into the advisory process. Churning of clients from one risk product to another to generate high upfront commissions must ...

ASIC acts on conflicts of interest

The Australian Securities and Investments Commission (ASIC) has announced the results of its program of reviewing related party disclosure documents sent to shareholders by public companies. Under the Corporations Act, public companies must dispatch ...

Takeovers Panel defers decision on Centro bid for ART

The Takeovers Panel has decided to defer a decision on Centro's bid for the AMP Shopping Centre Trust (ART) to allow AMP Life to make submissions to the proceedings. AMP Life has previously refused the Takeover Panel's invitation to take part, but changed ...

Centro comes out fighting on ART

... a letter to ART unitholders, Centro chairman Brian Healey has accused AMP Henderson directors of having "conflicts of interest" in relation to the bid, saying that it was in their interest for the bid to fail. "When considering the recommendation of ...

Wall Street titans face $2.25 billion in fines

... created or maintained inappropriate influence by investment banking over research analysts, thereby imposing conflicts of interest on research analysts that the firms failed to manage in an adequate or appropriate manner. The firms have neither admitted ...