Search Results | Showing 441 - 450 of 4616 results for "Issues" |
| | | ... admitted that it did not have any risk management systems or processes in place and was reliant on CARs self-reporting issues of non-compliance. It also had no formal or documented review or audit processes to assess whether CARs were compliant. It also ... |
| | | | ... some life insurers was another area of concern. McClelland said under-reporting limits a life insurer's ability to address issues effectively and improve operations. She urged all life insurers to review their processes for detecting, recording, and ... |
| | | | ... and Newgate Compliance found alternative fund managers are losing investment mandates or clients because of compliance issues. The research also revealed there had been an increased level of internal conflict between fund management teams and compliance ... |
| | | | ... years to retain viability. Only about 10 remain; two decades ago, there was 761. MFMRF has faced the same sustainability issues, achieving growth but barely. In 2013, the fund had just 80 members and $27.2 million in funds under management. In 2023 ... |
| | | | The Forager Australian Shares Fund (FOR) is set to delist from the ASX after facing continuous limited liquidity issues and persistently trading below its net asset value. The listed investment trust (LIT) is set to delist on June 14, with trades suspending ... |
| | | | ... expressing a level of dissatisfaction". Problematic or the lack of IDR processes are some of the most prevalent systemic issues AFCA deals with. In one example, a fund failed to handle complaints appropriately both at the IDR and external dispute resolution ... |
| | | | ... research also identified other actions alternative fund managers had taken because of difficulties regarding regulatory issues. Over the past five years, 65% of those surveyed said their organisations had invested in new technology to help with their ... |
| | | | ... The Coalition also criticised the Bill as "not urgent, non-binding, and a distraction" from the pressing cost of living issues that Australians currently face, however, it will not oppose the legislation. |
| | | | ... all Australians," Stewart said. "Sam brought great dedication to the role of Chair, and brought with it a passion for the issues that matter to Aware Super's 1.1 million members, such as enhancing their retirement outcomes and improving equity in the ... |
| | | | ... does not consider managed investment schemes (MIS). It also overlooks litigation funding schemes, time-sharing schemes, issues relating to tax treatment, the Corporate Collective Investment Vehicle regime, or the rights and obligations of custodians. ... |
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