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Showing 401 - 410 of 1208 results for "Retail investors"

SEC adopts retail investor protection package

KARREN VERGARA  |  THURSDAY, 6 JUN 2019
The US Securities and Exchange Commission has adopted a package of fiduciary rules to protect retail investors from financial advisers who put their self-interests first. Under the new rules called Regulation Best Interest and Form CRS Relationship ...

Fund manager buys into Morphic AM

KARREN VERGARA  |  MONDAY, 3 JUN 2019
... very excited to acquire a leading domestic ethical fund manager," he said. Ellerston caters to wholesale and retail investors, and has $5 billion in funds under management. It has two funds listed on the ASX: Ellerston Asian Investments and Ellerston ...

Boutique fund manager rebrands

ELIZABETH MCARTHUR  |  TUESDAY, 28 MAY 2019
... traditional Australian equities," Littler said. "We think this will translate into 50-70% of inflows coming from retail investors over the next year or so." Australian Eagle Asset Management chief investment officer Sean Squira said the Australian Eagle ...

Platform provider wins mandate

KANIKA SOOD  |  WEDNESDAY, 10 APR 2019
... Point Wealth Management launches a range of multi-asset portfolios for financial planners, accountants and direct retail investors. "We selected [Managed Accounts Holdings] because they provide a nimble and flexible platform to host First Point Wealth ...

Coalition to boost retail access to corporate bonds

ELIZABETH MCARTHUR  |  WEDNESDAY, 3 APR 2019
... the legislation will simplify disclosure requirements for large, listed corporates issuing bonds directly to retail investors and will enable parallel trading of simple corporate bonds in the wholesale and retail markets. The consultation on the policy ...

BetaShares receives Zenith rating

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAR 2019
... of a diversified portfolio of Australian shares, making it an attractive solution for both institutional and retail investors." "We're pleased that Zenith has recognised A200 with this positive rating and validated its place as a low cost, core holding ...

Franking changes feared by shareholders

HARRISON WORLEY  |  TUESDAY, 19 MAR 2019
... see this retirement income stream taken away from them," he said. Freeman also pointed to the continued faith retail investors placed in Australian companies - especially throughout the global financial crisis - and noted the importance of franking credits ...

Jamieson Coote Bonds introduces global fund

DARREN SNYDER  |  WEDNESDAY, 13 MAR 2019
... "twice as much debt as we had going into GFC." JCB currently manages $2.45 billion for both institutional and retail investors.

Advisers to return US$125m in fees

KANIKA SOOD  |  TUESDAY, 12 MAR 2019
... advisers play a vital and trusted role in our markets. They offer a wide array of products and services to our retail investors, ranging from one-time advice on a model investment portfolio to comprehensive planning combined with continuous investment ...

Bond fund launches to local investors

KARREN VERGARA  |  MONDAY, 11 MAR 2019
... is an affiliate of Natixis Investment Managers. Last week, it launched the Loomis Sayles Global Equity Fund to retail investors.