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Showing 401 - 410 of 2628 results for "Practices"

Frontier restructures, promotes

ELIZABETH FRY  |  FRIDAY, 24 NOV 2023
... these areas directly into our research program will deliver further synergies and further integrate those insights and practices," said Polson. "At the same time, we're going to merge our teams researching the alternatives and broader defensive classes ...

ASFA appoints Mary Delahunty as chief executive

CASSANDRA BALDINI  |  THURSDAY, 23 NOV 2023
... development and policy. In the role, she was responsible for the fund's growth, policy formulation and investment practices, which all aimed to advance member outcomes. She also holds several board positions, including in regtech and education, and ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
... securities depository, thus operating as a clearing agency. The SEC's complaint also alleges that Kraken's business practices, deficient internal controls, and poor recordkeeping practices present a range of risks for its customers. As alleged ...

Insignia Financial finds buyer for Millennium3

CASSANDRA BALDINI  |  TUESDAY, 21 NOV 2023
... Under the deal, M3's 140 wealth and personal risk insurance advisers, operating in more than 75 privately owned practices across the country, will come under the WTL umbrella. Upon completion, expected in December, WTL anticipates the acquisition ...

MA Financial issues first RMBS

CHLOE WALKER  |  TUESDAY, 21 NOV 2023
... achievement," MA Financial joint chief executive Chris Wyke said. "It really does reflect the strong conservative underwriting practices that we do have in building out our residential loan book within the MA Money business." Wyke said MA Money's ambition ...

Colonial First State enhances FirstChoice with Elemnta

CHLOE WALKER  |  TUESDAY, 21 NOV 2023
... new functionality has been developed with advisers, for advisers. "Using deep insights from a wide cross-section of practices, we are giving precious time back to advisers to focus on their clients by increasing efficiencies, improving compliance and ...

E&P settles class action for $16m

KARREN VERGARA  |  WEDNESDAY, 15 NOV 2023
... clients' best interest. Further, Shine alleged that the plaintiffs failed to address conflicts of interest in such practices. "The settlement is without admission of liability and is subject to the approval of the Federal Court of Australia," Shine ...

Praemium partners for adviser insights

CHLOE WALKER  |  TUESDAY, 14 NOV 2023
... educational resources, webinars, and workshops designed to empower clients with the latest industry insights, trends, and best practices. Finally, by jointly conducting research, publishing whitepapers, and participating in industry events, the Praemium ...

Wealth managers shirk cybersecurity priorities

KARREN VERGARA  |  MONDAY, 13 NOV 2023
... according to ASIC, which surveyed nearly 700 participants in its Spotlight on cyber report. Of the 120 financial advice practices, 64 funds managers, and 12 superannuation funds canvassed, many exhibited well-developed capabilities in governance, risk ...

VBP adds to leadership team amid Elixir acquisition

CASSANDRA BALDINI  |  FRIDAY, 10 NOV 2023
... scale and expertise of VBP means we are better positioned to provide the specialist support and assistance that advice practices need," he explained. "VBP now has the resources to deploy a bespoke team on a project basis to assist clients in executing ...