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Showing 391 - 400 of 6170 results for "Statement"

Iress hack investigation finds 20 OneVue files breached

JAMIE WILLIAMSON  |  TUESDAY, 2 JUL 2024
An internal investigation into the recent breach of Iress' GitHub user space found no evidence any of its client data was compromised, however 20 OneVue employees and clients weren't so lucky. On May 11, Iress' private user space on third-party ...

Former AMP advice lead sues The Australian

ELIZA BAVIN  |  MONDAY, 24 JUN 2024
... misled the corporate watchdog during the Hayne Royal Commission into banking and financial services. According to the Statement of Claim - filed in the Federal Court and seen by Financial Standard - Regan claims the article implied he had personally ...

Super account advice fees a sticking point for advice bill: Senate inquiry

KARREN VERGARA  |  FRIDAY, 21 JUN 2024
... submission that amid potential changes to s99FA, "it is not our view that the provision would require trustees to check every statement of advice". AustralianSuper wrote it supports the proposed amendments to section 99FA. "We acknowledge that they clarify ...

Early contributions boost retirement balances

ANDREW MCKEAN  |  FRIDAY, 21 JUN 2024
... cutting-edge technology with traditional advice." Separately, earlier this week, the firm launched a compliance-led Statement of Advice (SoA) tool. Otivo said its SoA tool will reduce the time required for compliance checks, whilst also ensuring advisers ...

ASIC calls out licensees: 'We will take action'

ELIZA BAVIN  |  THURSDAY, 20 JUN 2024
Australian Securities and Investments Commission (ASIC) commissioner Alan Kirkland issued a blunt warning to licensees not meeting their obligations. Speaking at an industry event, Kirkland said the regulator has spent two years warning licensees to ...

AFSLs undertake more reviews, lack risk documentation

KARREN VERGARA  |  TUESDAY, 18 JUN 2024
... Nearly 20% of licensees do not have a documented risk register, while nearly 50% do not have a documented "risk appetite statement." While a risk appetite statement isn't required for many smaller licensees, Derham said the lack of documented risk ...

NRF appoints inaugural chief investment officer

ELIZA BAVIN  |  MONDAY, 17 JUN 2024
... globally makes her the ideal candidate to work with our existing team to deploy the NRFC's $15 billion," they said in a statement. " The NRFC has established a strong leadership team, rigorous governance and due diligence and a strong pipeline of ...

Apex, ACA partner to broaden client services

ANDREW MCKEAN  |  FRIDAY, 14 JUN 2024
... to our customers in the UK and Americas," Apex Group global head of product, compliance solutions Jude Hilton said. A statement from Apex Group said that the partnership will benefit global private equity, hedge fund, and real asset managers of all sizes ...

ASX advances CHESS replacement project

ANDREW MCKEAN  |  THURSDAY, 13 JUN 2024
The ASX announced today that the CHESS replacement project has entered the delivery phase. This follows a decision to proceed with a product-based solution developed by global technology firm Tata Consultancy Services. ASX chief information officer ...

Advice reforms draft laws consultation opens

KARREN VERGARA  |  WEDNESDAY, 12 JUN 2024
... benefits given by a product issuer or seller which could reasonably influence financial product advice," the explanatory statement shows. In instances where personal advice is provided on general insurance products, the new law proposes that informed ...